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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELLI
3751
DELISTED
Ellie Mae Inc
ELLI
$9K ﹤0.01%
155
-8,791
-98% -$576K
ESND
3752
DELISTED
Essendant Inc.
ESND
$9K ﹤0.01%
265
-125
-32% -$4.26K
LHO
3753
DELISTED
LaSalle Hotel Properties
LHO
$9K ﹤0.01%
352
-95
-21% -$2.7K
ANW
3754
DELISTED
Aegean Marine Petroleum Network
ANW
$9K ﹤0.01%
1,163
– –
FTRPR
3755
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$9K ﹤0.01%
+100
New +$9.63K
GSOL
3756
DELISTED
Global Sources Ltd
GSOL
$9K ﹤0.01%
1,149
-528
-31% -$4.55K
XCO
3757
DELISTED
Exco Resources
XCO
$9K ﹤0.01%
467
-2
-0.4% -$33
XXIA
3758
DELISTED
Ixia
XXIA
$9K ﹤0.01%
771
+62
+9% +$848
CPHD
3759
DELISTED
Cepheid Inc
CPHD
$9K ﹤0.01%
248
-286
-54% -$10.2K
TLMR
3760
DELISTED
TALMER BANCORP INC (MI)
TLMR
$9K ﹤0.01%
+500
New +$8.67K
BIK
3761
DELISTED
SPDR S&P BRIC 40 ETF
BIK
$9K ﹤0.01%
496
– –
TFM
3762
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$9K ﹤0.01%
398
-4,305
-92% -$106K
RVLT
3763
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$9K ﹤0.01%
1,180
– –
RPX
3764
DELISTED
COLUMBIA LARGE CAP GROWTH ETF
RPX
$9K ﹤0.01%
200
– –
NYNY
3765
DELISTED
Empire Resorts, Inc.
NYNY
$9K ﹤0.01%
486
+400
+465% +$8.75K
EXXI
3766
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$9K ﹤0.01%
9,251
+1,117
+14% +$1.8K
MINC
3767
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$9K ﹤0.01%
189
-400
-68% -$19.5K
NCB
3768
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$9K ﹤0.01%
+500
New +$8.35K
TAT
3769
DELISTED
TransAtlantic Petroleum LTD.
TAT
$9K ﹤0.01%
6,129
+454
+8% +$897
CQH
3770
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
$9K ﹤0.01%
500
– –
KKD
3771
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$9K ﹤0.01%
591
– –
PLM
3772
DELISTED
PolyMet Mining Corp.
PLM
$9K ﹤0.01%
1,114
– –
GSC
3773
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$9K ﹤0.01%
443
– –
FNSR
3774
DELISTED
Finisar Corp
FNSR
$9K ﹤0.01%
568
+12
+2% +$149
LDRI
3775
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$9K ﹤0.01%
360
– –
149 150
151
152 153

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.