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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
3726
BlackRock Floating Rate Income Trust
BGT
$328M
– –
-1,700
Closed -$24K
BHR
3727
Braemar Hotels & Resorts
BHR
$139M
$0 ﹤0.01%
+20
New +$391
BLDP
3728
Ballard Power Systems
BLDP
$769M
$0 ﹤0.01%
300
-100
-25% -$142
BRF icon
3729
VanEck Brazil Small-Cap ETF
BRF
$21.1M
– –
-678
Closed -$23K
CAMT icon
3730
Camtek
CAMT
$7.38B
– –
-32,800
Closed -$56K
CEE
3731
Central and Eastern Europe Fund
CEE
$137M
$0 ﹤0.01%
16
– –
CENTA icon
3732
Central Garden & Pet Co Class A
CENTA
$2.39B
– –
-16
Closed –
CEVA icon
3733
CEVA Inc
CEVA
$889M
$0 ﹤0.01%
22
– –
CGEN icon
3734
Compugen
CGEN
$221M
– –
-3,000
Closed -$31K
CIA icon
3735
Citizens
CIA
$194M
$0 ﹤0.01%
11
– –
CPRX
3736
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-5,500
Closed -$17K
CREG
3737
DELISTED
Smart Powerr
CREG
– –
0
– -$2K
CSGS
3738
DELISTED
CSG Systems International
CSGS
– –
-3
Closed –
CTBI icon
3739
Community Trust Bancorp
CTBI
$1.41B
$0 ﹤0.01%
1
– –
CTRN icon
3740
Citi Trends
CTRN
$618M
$0 ﹤0.01%
11
– –
CWEN icon
3741
Clearway Energy Class C
CWEN
$6.78B
$0 ﹤0.01%
20
+2
+11% +$36
DENN
3742
DELISTED
Denny's
DENN
– –
-2,000
Closed -$12K
DHT icon
3743
DHT Holdings
DHT
$2.95B
$0 ﹤0.01%
33
– –
DRD
3744
DRDGold
DRD
$2.05B
$0 ﹤0.01%
110
– –
DVYA icon
3745
iShares Asia/Pacific Dividend ETF
DVYA
$72.1M
– –
-1,128
Closed -$62K
DY icon
3746
Dycom Industries
DY
$12B
– –
-1,003
Closed -$28K
ECF
3747
Ellsworth Growth & Income Fund
ECF
$173M
$0 ﹤0.01%
25
– –
EEV icon
3748
ProShares Trust UltraShort MSCI Emerging Markets
EEV
$2.91M
– –
-25
Closed -$5K
EIDO icon
3749
iShares MSCI Indonesia ETF
EIDO
$495M
– –
-2
Closed –
ELS icon
3750
Equity Lifestyle Properties
ELS
$12.5B
– –
-64
Closed -$1K
148 149
150
151 152

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.