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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XIFR
3701
XPLR Infrastructure LP
XIFR
$1.09B
$14K ﹤0.01%
532
+7
+1% +$183
NVRO
3702
DELISTED
NEVRO CORP.
NVRO
$14K ﹤0.01%
174
+105
+152% +$8.99K
SJR
3703
DELISTED
Shaw Communications Inc.
SJR
$14K ﹤0.01%
631
+374
+146% +$7.43K
MN
3704
DELISTED
MANNING & NAPIER, INC.
MN
$14K ﹤0.01%
1,911
-1,000
-34% -$7.39K
HBMD
3705
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$14K ﹤0.01%
900
– –
PIR
3706
DELISTED
Pier 1 Imports, Inc.
PIR
$14K ﹤0.01%
83
-15
-15% -$1.74K
LEXEA
3707
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$14K ﹤0.01%
+377
New +$16K
PETX
3708
DELISTED
Aratana Therapeutics, Inc.
PETX
$14K ﹤0.01%
1,930
– –
FCB
3709
DELISTED
FCB Financial Holdings, Inc.
FCB
$14K ﹤0.01%
354
+32
+10% +$1.32K
ERN
3710
DELISTED
Erin Energy Corp
ERN
$14K ﹤0.01%
4,750
– –
FCE.B
3711
DELISTED
Forest City Realty Trust, Inc.
FCE.B
$14K ﹤0.01%
510
– –
PGH
3712
DELISTED
Pengrowth Energy Corporation
PGH
$14K ﹤0.01%
9,179
+1,000
+12% +$1.53K
GAF
3713
DELISTED
SPDR S&P Emerging Middle East & Africa ETF
GAF
$14K ﹤0.01%
+250
New +$14K
BSQR
3714
DELISTED
BSQUARE Corporation
BSQR
$14K ﹤0.01%
2,308
– –
BHE icon
3715
Benchmark Electronics
BHE
$2.89B
$13K ﹤0.01%
417
+71
+21% +$1.94K
BTA
3716
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$13K ﹤0.01%
1,151
+21
+2% +$242
CBFV icon
3717
CB Financial Services
CBFV
$190M
$13K ﹤0.01%
500
– –
CDP icon
3718
COPT Defense Properties
CDP
$4.23B
$13K ﹤0.01%
411
-137
-25% -$3.89K
CORT icon
3719
Corcept Therapeutics
CORT
$11.9B
$13K ﹤0.01%
+1,750
New +$13.7K
CRESY
3720
Cresud
CRESY
$752M
$13K ﹤0.01%
906
+225
+33% +$3.3K
CSGS
3721
DELISTED
CSG Systems International
CSGS
$13K ﹤0.01%
256
-437
-63% -$18.8K
DJD icon
3722
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$496M
$13K ﹤0.01%
462
+1
+0.2% +$28
FCEL icon
3723
FuelCell Energy
FCEL
$1.63B
$13K ﹤0.01%
21
+1
+5% +$1.17K
GRID
3724
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$13K ﹤0.01%
325
+1
+0.3% +$40
JAZZ icon
3725
Jazz Pharmaceuticals
JAZZ
$16B
$13K ﹤0.01%
117
-628
-84% -$69.9K
147 148
149
150 151

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.