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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BVSN
3701
DELISTED
Broadvision Inc Com
BVSN
$1K ﹤0.01%
70
– –
BBOX
3702
DELISTED
Black Box Corp
BBOX
$1K ﹤0.01%
29
– –
CGG
3703
DELISTED
CGG
CGG
$1K ﹤0.01%
2
– –
OREX
3704
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1K ﹤0.01%
25
– –
SSN
3705
DELISTED
Samson Oil & Gas Limited
SSN
$1K ﹤0.01%
133
– –
AIRM
3706
DELISTED
Air Methods Corp
AIRM
$1K ﹤0.01%
16
-400
-96% -$19.9K
YZC
3707
DELISTED
Yanzhou Coal Mining
YZC
$1K ﹤0.01%
148
+71
+92% +$708
DWRE
3708
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$1K ﹤0.01%
+15
New +$837
LIWA
3709
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
$1K ﹤0.01%
200
– –
ULQ
3710
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$1K ﹤0.01%
24
-20,674
-100% -$861K
GCVRZ
3711
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
1,968
-400
-17% -$483
FXCB
3712
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$1K ﹤0.01%
55
– –
ACNT icon
3713
Ascent Industries
ACNT
$141M
$0 ﹤0.01%
15
– –
AGEN
3714
Agenus
AGEN
$315M
$0 ﹤0.01%
3
– –
AIR icon
3715
AAR Corp
AIR
$5.74B
$0 ﹤0.01%
10
– –
ALLT icon
3716
Allot
ALLT
$369M
$0 ﹤0.01%
28
– –
ALSN icon
3717
Allison Transmission
ALSN
$10.3B
– –
-1,025
Closed -$26K
AMRN
3718
Amarin Corp
AMRN
$298M
– –
-170
Closed -$21K
AMRC icon
3719
Ameresco
AMRC
$1.34B
– –
-500
Closed -$5K
AMSC icon
3720
American Superconductor
AMSC
$1.5B
– –
-13
Closed –
AMSF icon
3721
AMERISAFE
AMSF
$522M
– –
-100
Closed -$4K
ANGI icon
3722
Angi Inc
ANGI
$186M
– –
-10
Closed -$2K
AVAV icon
3723
AeroVironment
AVAV
$9.57B
$0 ﹤0.01%
4
– –
AVNW icon
3724
Aviat Networks
AVNW
$270M
$0 ﹤0.01%
23
– –
BGH
3725
Barings Global Short Duration High Yield Fund
BGH
$287M
– –
-500
Closed -$11K
147 148
149
150 151

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.