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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.33%
2 Financials 5.72%
3 Industrials 4.3%
4 Healthcare 4.03%
5 Consumer Discretionary 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRS icon
3676
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$417M
$33K ﹤0.01%
962
+5
+0.5% +$174
ESPR
3677
DELISTED
Esperion Therapeutics
ESPR
$33K ﹤0.01%
827
-220
-21% -$9.87K
GME icon
3678
GameStop
GME
$8.37B
$33K ﹤0.01%
13,080
-31,776
-71% -$98.7K
MHF
3679
Western Asset Municipal High Income Fund
MHF
$153M
$33K ﹤0.01%
4,513
-1,171
-21% -$8.49K
PFO
3680
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$33K ﹤0.01%
2,965
+930
+46% +$10.5K
PSCU icon
3681
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.9M
$33K ﹤0.01%
627
-315
-33% -$16.6K
RAMP icon
3682
LiveRamp
RAMP
$2.3B
$33K ﹤0.01%
605
-100
-14% -$4.96K
SITC icon
3683
SITE Centers
SITC
$155M
$33K ﹤0.01%
3,076
– –
SJB icon
3684
ProShares Short High Yield
SJB
$47.6M
$33K ﹤0.01%
1,500
– –
SXC icon
3685
SunCoke Energy
SXC
$794M
$33K ﹤0.01%
3,899
+2,849
+271% +$27.7K
THFF icon
3686
First Financial Corp
THFF
$976M
$33K ﹤0.01%
786
– –
TSI
3687
TCW Strategic Income Fund
TSI
$214M
$33K ﹤0.01%
6,032
– –
TWM icon
3688
ProShares UltraShort Russell2000
TWM
$40.4M
$33K ﹤0.01%
105
– –
SHI
3689
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$33K ﹤0.01%
707
-49
-6% -$2.37K
POLY
3690
DELISTED
Plantronics, Inc.
POLY
$33K ﹤0.01%
712
-188
-21% -$8.21K
ECHO
3691
DELISTED
Echo Global Logistics, Inc.
ECHO
$33K ﹤0.01%
1,357
-92
-6% -$2.17K
ELLI
3692
DELISTED
Ellie Mae Inc
ELLI
$33K ﹤0.01%
332
-68
-17% -$5.9K
BLDP
3693
Ballard Power Systems
BLDP
$814M
$32K ﹤0.01%
10,520
– –
CALM icon
3694
Cal-Maine
CALM
$3.8B
$32K ﹤0.01%
723
+64
+10% +$2.79K
DY icon
3695
Dycom Industries
DY
$12.6B
$32K ﹤0.01%
694
-5,879
-89% -$322K
EQRR icon
3696
ProShares Equities for Rising Rates ETF
EQRR
$34.1M
$32K ﹤0.01%
+775
New +$32.2K
FPEI icon
3697
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.95B
$32K ﹤0.01%
1,700
– –
FSM icon
3698
Fortuna Silver Mines
FSM
$3.16B
$32K ﹤0.01%
9,700
-4
-0% -$15
GSEW icon
3699
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.08B
$32K ﹤0.01%
715
– –
GUSH icon
3700
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$252M
$32K ﹤0.01%
29
– –
146 147
148
149 150

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.