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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYM
3676
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$14K ﹤0.01%
1,000
– –
VISN
3677
Vistance Networks Inc
VISN
$2.62B
$14K ﹤0.01%
368
+146
+66% +$4.98K
COOP
3678
DELISTED
Mr. Cooper
COOP
$14K ﹤0.01%
746
+641
+610% +$13.8K
CWH icon
3679
Camping World
CWH
$675M
$14K ﹤0.01%
+428
New +$11K
EMO
3680
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$14K ﹤0.01%
212
– –
ETSY icon
3681
Etsy
ETSY
$7.4B
$14K ﹤0.01%
1,223
-9,613
-89% -$124K
FTRI icon
3682
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$130M
$14K ﹤0.01%
1,200
– –
HAE icon
3683
Haemonetics
HAE
$4.11B
$14K ﹤0.01%
344
-54
-14% -$2.04K
HI
3684
DELISTED
Hillenbrand
HI
$14K ﹤0.01%
375
+36
+11% +$1.22K
HOPE icon
3685
Hope Bancorp
HOPE
$1.85B
$14K ﹤0.01%
633
-213
-25% -$4.03K
IPKW icon
3686
Invesco International BuyBack Achievers ETF
IPKW
$553M
$14K ﹤0.01%
493
-192
-28% -$5.36K
JD icon
3687
JD.com
JD
$39.6B
$14K ﹤0.01%
560
-2,045
-79% -$53.3K
KALU icon
3688
Kaiser Aluminum
KALU
$2.99B
$14K ﹤0.01%
175
-215
-55% -$17.2K
LSCC icon
3689
Lattice Semiconductor
LSCC
$18.2B
$14K ﹤0.01%
1,850
– –
MPA icon
3690
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$14K ﹤0.01%
989
– –
MVIS icon
3691
Microvision
MVIS
$89.7M
$14K ﹤0.01%
751
– –
NNY icon
3692
Nuveen New York Municipal Value Fund
NNY
$158M
$14K ﹤0.01%
1,382
– –
NSP icon
3693
Insperity
NSP
$2.05B
$14K ﹤0.01%
+400
New +$14.4K
NTGR icon
3694
NETGEAR
NTGR
$647M
$14K ﹤0.01%
253
+53
+27% +$2.83K
QMCO icon
3695
Quantum Corp
QMCO
$973M
$14K ﹤0.01%
96
– –
ROSC icon
3696
Hartford Multifactor Small Cap ETF
ROSC
$62M
$14K ﹤0.01%
547
– –
SEVN
3697
Seven Hills Realty Trust
SEVN
$175M
$14K ﹤0.01%
719
– –
SHAK icon
3698
Shake Shack
SHAK
$2.98B
$14K ﹤0.01%
375
– –
USD icon
3699
ProShares Ultra Semiconductors
USD
$2.99B
$14K ﹤0.01%
9,600
– –
WHLR
3700
Wheeler Real Estate Investment Trust
WHLR
$383K
– –
0
– –
146 147
148
149 150

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.