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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADRA
3626
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$16K ﹤0.01%
600
– –
JMT
3627
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$16K ﹤0.01%
671
– –
BOJA
3628
DELISTED
Bojangles', Inc. Common Stock
BOJA
$16K ﹤0.01%
881
+631
+252% +$11K
MITL
3629
DELISTED
Mitel Networks Corporation
MITL
$16K ﹤0.01%
2,400
– –
XXIA
3630
DELISTED
Ixia
XXIA
$16K ﹤0.01%
961
-62
-6% -$857
GRA
3631
DELISTED
W.R. Grace & Co.
GRA
$16K ﹤0.01%
225
-278
-55% -$19K
DOD
3632
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
$16K ﹤0.01%
858
-34,350
-98% -$620K
FIEU
3633
DELISTED
FI Enhanced Europe 50 ETN
FIEU
$16K ﹤0.01%
+174
New +$15.1K
CHOC
3634
DELISTED
iPath Pure Beta Cocoa ETN
CHOC
$16K ﹤0.01%
+500
New +$18.3K
EE
3635
DELISTED
El Paso Electric Company
EE
$16K ﹤0.01%
346
+2
+0.6% +$91
FNSR
3636
DELISTED
Finisar Corp
FNSR
$16K ﹤0.01%
536
-225
-30% -$6.91K
ABR icon
3637
Arbor Realty Trust
ABR
$974M
$15K ﹤0.01%
2,000
– –
AR icon
3638
Antero Resources
AR
$11.5B
$15K ﹤0.01%
636
+590
+1,283% +$15.1K
AVXL icon
3639
Anavex Life Sciences
AVXL
$316M
$15K ﹤0.01%
3,825
– –
BHV icon
3640
BlackRock Virginia Muni Bond Trust
BHV
$20.2M
$15K ﹤0.01%
1,000
– –
DAKT icon
3641
Daktronics
DAKT
$997M
$15K ﹤0.01%
1,375
– –
DSX icon
3642
Diana Shipping
DSX
$296M
$15K ﹤0.01%
7,329
+157
+2% +$321
EVH icon
3643
Evolent Health
EVH
$471M
$15K ﹤0.01%
1,000
-1,000
-50% -$19.7K
GEF icon
3644
Greif
GEF
$5.03B
$15K ﹤0.01%
290
-5
-2% -$254
LAD icon
3645
Lithia Motors
LAD
$8.32B
$15K ﹤0.01%
157
+81
+107% +$7.42K
NVRI icon
3646
Enviri
NVRI
$583M
$15K ﹤0.01%
1,103
-4,975
-82% -$59.7K
PHM icon
3647
Pultegroup
PHM
$24.6B
$15K ﹤0.01%
801
-402
-33% -$7.63K
PLXS icon
3648
Plexus
PLXS
$7.25B
$15K ﹤0.01%
279
– –
RDN icon
3649
Radian Group
RDN
$4.87B
$15K ﹤0.01%
842
-143
-15% -$2.15K
RING icon
3650
iShares MSCI Global Gold Miners ETF
RING
$2.4B
$15K ﹤0.01%
902
-2,454
-73% -$45.6K
144 145
146
147 148

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.