Ladenburg Thalmann Financial Services’s ELEMENTS "Dogs of the Dow" Total Return Index Note DOD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DOD Stock Details DOD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-1,058	Closed	-$27K	–	5627
2019 Q1	$27K	Buy	1,058 +200	+23%	+$4.87K	﹤0.01%	3830
2018 Q4	$20K	Hold	858	–	–	﹤0.01%	3887
2018 Q3	$21K	Hold	858	–	–	﹤0.01%	3888
2018 Q2	$18K	Hold	858	–	–	﹤0.01%	3912
2018 Q1	$18K	Hold	858	–	–	﹤0.01%	3912
2017 Q4	$22K	Hold	858	–	–	﹤0.01%	3752
2017 Q3	$17K	Hold	858	–	–	﹤0.01%	3803
2017 Q2	$16K	Hold	858	–	–	﹤0.01%	3771
2017 Q1	$17K	Hold	858	–	–	﹤0.01%	3680
2016 Q4	$16K	Sell	858 -34,350	-98%	-$620K	﹤0.01%	3641
2016 Q3	$639K	Sell	35,208 -1,260	-3%	-$22.8K	0.01%	1049
2016 Q2	$673K	Buy	+36,468	New	+$701K	0.01%	967

Other funds holding DOD

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DOD Position: Q2 2019 in Review

Ladenburg Thalmann Financial Services sold out of ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) in Q2 2019, closing a stake of 1,058 shares — an estimated $27K sold.

Ladenburg Thalmann Financial Services first reported a position in DOD in Q2 2016 and held it in 12 quarters. The position peaked at $673K in Q2 2016. 2 funds tracked by Wall St. Rank hold DOD as of Q2 2019.

Ladenburg Thalmann Financial Services reported no remaining ELEMENTS "Dogs of the Dow" Total Return Index Note position as of Q2 2019 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 1,058 ELEMENTS "Dogs of the Dow" Total Return Index Note shares in Q2 2019, an estimated $27K.
Ladenburg Thalmann Financial Services first reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note in Q2 2016 and held it in 12 quarters.
Ladenburg Thalmann Financial Services's ELEMENTS "Dogs of the Dow" Total Return Index Note position peaked at $673K in Q2 2016.
2 funds tracked by Wall St. Rank held ELEMENTS "Dogs of the Dow" Total Return Index Note as of Q2 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2019, filed 15 Aug 2019.