ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
DOD was delisted on the 12th of April, 2019.
13 hedge funds and large institutions have $3.85M invested in ELEMENTS "Dogs of the Dow" Total Return Index Note in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 2 closing their positions.
34% more capital invested
Capital invested by funds: $2.87M → $3.85M (+$985K)
0% more funds holding
Funds holding: 13 → 13 (0)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
0% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$1.19M |
| 2 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
+$66.8K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$24.3K |
| 4 |
LYV
Live Your Vision
West Conshohocken,
Pennsylvania
|
+$23.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$204K |
| 2 |
Morgan Stanley
New York
|
-$44K |
| 3 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$22.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Jane Street
New York
| $1.19M | +$1.19M | +65,578 | New |
|
|
LTFS
2
Ladenburg Thalmann Financial Services
Miami,
Florida
| $639K | -$22.8K | -1,260 | -3% |
|
|
3
Morgan Stanley
New York
| $595K | -$44K | -2,433 | -7% |
|
|
MFS
4
MSI Financial Services
Springfield,
Massachusetts
| $339K | +$66.8K | +3,694 | +25% |
|
5
AllianceBernstein
Nashville,
Tennessee
| $306K | – | – | – |
|
|
ACM
6
Argentus Capital Management
Dallas,
Texas
| $296K | – | – | – |
|
7
Goldman Sachs
New York
| $226K | – | – | – |
|
8
Creative Planning
Overland Park,
Kansas
| $73K | – | – | – |
|
|
9
UBS Group
Zurich,
Switzerland
| $73K | +$24.3K | +1,344 | +49% |
|
|
AG
10
Advisor Group
Phoenix,
Arizona
| $68K | – | – | – |
|
|
ASN
11
Advisory Services Network
Atlanta,
Georgia
| $29K | – | – | – |
|
|
LYV
12
Live Your Vision
West Conshohocken,
Pennsylvania
| $20K | +$23.5K | +1,300 | New |
|
|
RJFSA
13
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$204K | -11,087 | Closed |
|
DOD Hedge Fund Activity: Q3 2016 in Review
13 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) for Q3 2016, worth a combined $3.85M — up 34% from $2.87M a quarter earlier.
Fund positioning in DOD was balanced in Q3 2016: 2 funds opened new positions, 2 closed out, 2 added to existing stakes and 2 trimmed.
The largest buyer was Jane Street, opening a new position worth an estimated $1.19M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $204K sold.
- 13 institutional investors held ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) as of Q3 2016, unchanged from Q2 2016.
- Funds reported $3.85M of ELEMENTS "Dogs of the Dow" Total Return Index Note stock for Q3 2016, up 34% quarter-over-quarter.
- 2 funds opened new ELEMENTS "Dogs of the Dow" Total Return Index Note positions in Q3 2016 and 2 closed out, a net change of 0 holders.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note buyer in Q3 2016 was Jane Street, an estimated $1.19M added.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note seller in Q3 2016 was Raymond James Financial Services Advisors, an estimated $204K sold.
Based on aggregated 13F filings for Q3 2016.