ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
DOD was delisted on the 12th of April, 2019.
13 hedge funds and large institutions have $2.87M invested in ELEMENTS "Dogs of the Dow" Total Return Index Note in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 2 increasing their positions, 3 reducing their positions, and 2 closing their positions.
100% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 2
26% more capital invested
Capital invested by funds: $2.28M → $2.87M (+$588K)
18% more funds holding
Funds holding: 11 → 13 (+2)
33% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$701K |
| 2 |
ACM
Argentus Capital Management
Dallas,
Texas
|
+$313K |
| 3 |
Creative Planning
Overland Park,
Kansas
|
+$35.5K |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$19.2K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$192 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$290K |
| 2 |
Morgan Stanley
New York
|
-$152K |
| 3 |
AIG
American International Group
New York
|
-$58K |
| 4 |
Goldman Sachs
New York
|
-$15.7K |
| 5 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
-$14.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LTFS
1
Ladenburg Thalmann Financial Services
Miami,
Florida
| $673K | +$701K | +36,468 | New |
|
|
2
Morgan Stanley
New York
| $650K | -$152K | -7,916 | -18% |
|
3
AllianceBernstein
Nashville,
Tennessee
| $311K | – | – | – |
|
|
ACM
4
Argentus Capital Management
Dallas,
Texas
| $301K | +$313K | +16,300 | New |
|
|
MFS
5
MSI Financial Services
Springfield,
Massachusetts
| $277K | -$14.4K | -748 | -5% |
|
|
6
Goldman Sachs
New York
| $230K | -$15.7K | -819 | -6% |
|
|
RJFSA
7
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| $204K | +$19.2K | +1,000 | +10% |
|
|
8
Creative Planning
Overland Park,
Kansas
| $74K | +$35.5K | +1,850 | +86% |
|
|
AG
9
Advisor Group
Phoenix,
Arizona
| $69K | +$72.1K | +3,751 | New |
|
10
UBS Group
Zurich,
Switzerland
| $50K | – | – | – |
|
|
ASN
11
Advisory Services Network
Atlanta,
Georgia
| $30K | – | – | – |
|
|
12
LPL Financial
San Diego,
California
| – | -$290K | -16,562 | Closed |
|
|
AIG
13
American International Group
New York
| – | -$58K | -3,163 | Closed |
|
|
14
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | +$192 | +10 | New |
|
DOD Hedge Fund Activity: Q2 2016 in Review
13 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) for Q2 2016, worth a combined $2.87M — up 26% from $2.28M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new DOD positions and 2 closed out — a net gain of 2 holders — while 2 added to existing stakes and 3 trimmed.
The largest buyer was Ladenburg Thalmann Financial Services, opening a new position worth an estimated $701K. The largest seller was LPL Financial, exiting entirely with an estimated $290K sold.
- 13 institutional investors held ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) as of Q2 2016, up from 11 in Q1 2016.
- Funds reported $2.87M of ELEMENTS "Dogs of the Dow" Total Return Index Note stock for Q2 2016, up 26% quarter-over-quarter.
- 4 funds opened new ELEMENTS "Dogs of the Dow" Total Return Index Note positions in Q2 2016 and 2 closed out, a net change of +2 holders.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note buyer in Q2 2016 was Ladenburg Thalmann Financial Services, an estimated $701K added.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note seller in Q2 2016 was LPL Financial, an estimated $290K sold.
Based on aggregated 13F filings for Q2 2016.