ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
DOD was delisted on the 12th of April, 2019.
12 hedge funds and large institutions have $2.81M invested in ELEMENTS "Dogs of the Dow" Total Return Index Note in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 2 closing their positions.
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
8% less funds holding
Funds holding: 13 → 12 (-1)
27% less capital invested
Capital invested by funds: $3.85M → $2.81M (-$1.04M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$192K |
| 2 |
Morgan Stanley
New York
|
+$139K |
| 3 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
+$35.2K |
| 4 |
AG
Advisor Group
Phoenix,
Arizona
|
+$18K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$680K |
| 2 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$620K |
| 3 |
Goldman Sachs
New York
|
-$226K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$16.2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $750K | +$139K | +7,689 | +23% |
|
|
2
Jane Street
New York
| $516K | -$680K | -37,697 | -57% |
|
|
BTIS
3
BB&T Investment Services
Charlotte,
North Carolina
| $400K | +$390K | +21,612 | New |
|
|
MFS
4
MSI Financial Services
Springfield,
Massachusetts
| $382K | +$35.2K | +1,949 | +10% |
|
5
AllianceBernstein
Nashville,
Tennessee
| $312K | – | – | – |
|
|
6
Commonwealth Equity Services
Waltham,
Massachusetts
| $197K | +$192K | +10,648 | New |
|
|
AG
7
Advisor Group
Phoenix,
Arizona
| $88K | +$18K | +1,000 | +27% |
|
8
Creative Planning
Overland Park,
Kansas
| $74K | – | – | – |
|
|
9
UBS Group
Zurich,
Switzerland
| $58K | -$16.2K | -898 | -22% |
|
|
LYV
10
Live Your Vision
West Conshohocken,
Pennsylvania
| $20K | – | – | – |
|
|
LTFS
11
Ladenburg Thalmann Financial Services
Miami,
Florida
| $16K | -$620K | -34,350 | -98% |
|
|
ACM
12
Argentus Capital Management
Dallas,
Texas
| – | -$296K | -16,300 | Closed |
|
|
13
Goldman Sachs
New York
| – | -$226K | -12,481 | Closed |
|
DOD Hedge Fund Activity: Q4 2016 in Review
12 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) for Q4 2016, worth a combined $2.81M — down 27% from $3.85M a quarter earlier.
Fund positioning in DOD was balanced in Q4 2016: 2 funds opened new positions, 2 closed out, 3 added to existing stakes and 3 trimmed.
The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $192K. The largest seller was Jane Street, cutting an estimated $680K.
- 12 institutional investors held ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) as of Q4 2016, down from 13 in Q3 2016.
- Funds reported $2.81M of ELEMENTS "Dogs of the Dow" Total Return Index Note stock for Q4 2016, down 27% quarter-over-quarter.
- 2 funds opened new ELEMENTS "Dogs of the Dow" Total Return Index Note positions in Q4 2016 and 2 closed out, a net change of 0 holders.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note buyer in Q4 2016 was Commonwealth Equity Services, an estimated $192K added.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note seller in Q4 2016 was Jane Street, an estimated $680K sold.
Based on aggregated 13F filings for Q4 2016.