ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
DOD was delisted on the 12th of April, 2019.
13 hedge funds and large institutions have $2.31M invested in ELEMENTS "Dogs of the Dow" Total Return Index Note in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 2 closing their positions.
400% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 1
100% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 2
65% more capital invested
Capital invested by funds: $1.4M → $2.31M (+$913K)
18% more funds holding
Funds holding: 11 → 13 (+2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$555K |
| 2 |
LPL Financial
San Diego,
California
|
+$247K |
| 3 |
Goldman Sachs
New York
|
+$138K |
| 4 |
FEG
Financial Enhancement Group
Anderson,
Indiana
|
+$64.6K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$37.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$171K |
| 2 |
Jane Street
New York
|
-$81.4K |
| 3 |
LYV
Live Your Vision
West Conshohocken,
Pennsylvania
|
-$20K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Goldman Sachs
New York
| $570K | +$138K | +9,050 | +33% |
|
|
2
Morgan Stanley
New York
| $563K | +$555K | +36,261 | New |
|
|
FEG
3
Financial Enhancement Group
Anderson,
Indiana
| $289K | +$64.6K | +4,224 | +29% |
|
|
4
Jane Street
New York
| $255K | -$81.4K | -5,322 | -24% |
|
|
5
LPL Financial
San Diego,
California
| $251K | +$247K | +16,162 | New |
|
|
MFS
6
MSI Financial Services
Springfield,
Massachusetts
| $190K | +$18K | +1,175 | +11% |
|
|
7
UBS Group
Zurich,
Switzerland
| $100K | +$37.5K | +2,449 | +61% |
|
|
AIG
8
American International Group
New York
| $27K | – | – | – |
|
|
ASN
9
Advisory Services Network
Atlanta,
Georgia
| $25K | – | – | – |
|
|
PAIM
10
Punch & Associates Investment Management
Edina,
Minnesota
| $21.3K | +$21K | +1,375 | New |
|
|
AFP
11
Ausdal Financial Partners
Davenport,
Iowa
| $20K | +$19.9K | +1,300 | New |
|
|
TRCT
12
Tower Research Capital (TRC)
New York
| $3K | +$2.91K | +190 | +679% |
|
|
13
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$171K | -12,255 | Closed |
|
|
LYV
14
Live Your Vision
West Conshohocken,
Pennsylvania
| – | -$20K | -1,300 | Closed |
|
DOD Hedge Fund Activity: Q4 2015 in Review
13 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) for Q4 2015, worth a combined $2.31M — up 65% from $1.4M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new DOD positions and 2 closed out — a net gain of 2 holders — while 5 added to existing stakes and 1 trimmed.
The largest buyer was Morgan Stanley, opening a new position worth an estimated $555K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $171K sold.
- 13 institutional investors held ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) as of Q4 2015, up from 11 in Q3 2015.
- Funds reported $2.31M of ELEMENTS "Dogs of the Dow" Total Return Index Note stock for Q4 2015, up 65% quarter-over-quarter.
- 4 funds opened new ELEMENTS "Dogs of the Dow" Total Return Index Note positions in Q4 2015 and 2 closed out, a net change of +2 holders.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note buyer in Q4 2015 was Morgan Stanley, an estimated $555K added.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note seller in Q4 2015 was Susquehanna International Group, an estimated $171K sold.
Based on aggregated 13F filings for Q4 2015.