LPL Financial
DOD

LPL Financial’s ELEMENTS "Dogs of the Dow" Total Return Index Note DOD Stock Holding History

LPL Financial’s Portfolio DOD Stock Details DOD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-16,562
Closed -$290K – 3267
2016
Q1 		$290K Buy
16,562
+400
+2% +$6.37K ﹤0.01% 2541
2015
Q4 		$251K Buy
+16,162
New +$247K ﹤0.01% 2669

Other funds holding DOD

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return
ACM
Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial's DOD Position: Q2 2016 in Review

LPL Financial sold out of ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) in Q2 2016, closing a stake of 16,562 shares — an estimated $290K sold.

LPL Financial first reported a position in DOD in Q4 2015 and held it in 2 quarters. The position peaked at $290K in Q1 2016. 13 funds tracked by Wall St. Rank hold DOD as of Q2 2016.

  • LPL Financial reported no remaining ELEMENTS "Dogs of the Dow" Total Return Index Note position as of Q2 2016 after selling out during the quarter.
  • LPL Financial sold 16,562 ELEMENTS "Dogs of the Dow" Total Return Index Note shares in Q2 2016, an estimated $290K.
  • LPL Financial first reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note in Q4 2015 and held it in 2 quarters.
  • LPL Financial's ELEMENTS "Dogs of the Dow" Total Return Index Note position peaked at $290K in Q1 2016.
  • 13 funds tracked by Wall St. Rank held ELEMENTS "Dogs of the Dow" Total Return Index Note as of Q2 2016.

Based on LPL Financial's 13F filing for Q2 2016, filed 15 Aug 2016.