Goldman Sachs’s ELEMENTS "Dogs of the Dow" Total Return Index Note DOD Stock Holding History

Goldman Sachs’s Portfolio DOD Stock Details DOD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,481	Closed	-$226K	–	7336
2016 Q3	$226K	Hold	12,481	–	–	﹤0.01%	5727
2016 Q2	$230K	Sell	12,481 -819	-6%	-$15.7K	﹤0.01%	5585
2016 Q1	$243K	Sell	13,300 -23,437	-64%	-$373K	﹤0.01%	5443
2015 Q4	$570K	Buy	36,737 +9,050	+33%	+$138K	﹤0.01%	4813
2015 Q3	$387K	Buy	27,687 +12,517	+83%	+$183K	﹤0.01%	5391
2015 Q2	$231K	Buy	+15,170	New	+$235K	﹤0.01%	6009
2013 Q4	–	Sell	-10,010	Closed	-$124K	–	7043
2013 Q3	$124K	Buy	+10,010	New	+$128K	﹤0.01%	6095

Other funds holding DOD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

BTIS

BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LYV

Live Your Vision West Conshohocken, Pennsylvania $330M AUM 2.28% 1-Year Est. Return

Goldman Sachs's DOD Position: Q4 2016 in Review

Goldman Sachs sold out of ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) in Q4 2016, closing a stake of 12,481 shares — an estimated $226K sold.

Goldman Sachs first reported a position in DOD in Q3 2013 and held it in 7 quarters. The position peaked at $570K in Q4 2015. 12 funds tracked by Wall St. Rank hold DOD as of Q4 2016.

Goldman Sachs reported no remaining ELEMENTS "Dogs of the Dow" Total Return Index Note position as of Q4 2016 after selling out during the quarter.
Goldman Sachs sold 12,481 ELEMENTS "Dogs of the Dow" Total Return Index Note shares in Q4 2016, an estimated $226K.
Goldman Sachs first reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note in Q3 2013 and held it in 7 quarters.
Goldman Sachs's ELEMENTS "Dogs of the Dow" Total Return Index Note position peaked at $570K in Q4 2015.
12 funds tracked by Wall St. Rank held ELEMENTS "Dogs of the Dow" Total Return Index Note as of Q4 2016.

Based on Goldman Sachs's 13F filing for Q4 2016, filed 14 Feb 2017.