Creative Planning’s ELEMENTS "Dogs of the Dow" Total Return Index Note DOD Stock Holding History

Creative Planning’s Portfolio DOD Stock Details DOD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-4,519	Closed	-$86K	–	4677
2017 Q2	$86K	Hold	4,519	–	–	﹤0.01%	2102
2017 Q1	$90K	Buy	4,519 +519	+13%	+$10.9K	﹤0.01%	2028
2016 Q4	$74K	Hold	4,000	–	–	﹤0.01%	2076
2016 Q3	$73K	Hold	4,000	–	–	﹤0.01%	2079
2016 Q2	$74K	Buy	4,000 +1,850	+86%	+$35.5K	﹤0.01%	1866
2016 Q1	$39K	Buy	+2,150	New	+$34.2K	﹤0.01%	2278
2015 Q1	–	Sell	-100	Closed	-$2K	–	4686
2014 Q4	$2K	Hold	100	–	–	﹤0.01%	3925
2014 Q3	$2K	Hold	100	–	–	﹤0.01%	3778
2014 Q2	$1K	Hold	100	–	–	﹤0.01%	3735
2014 Q1	$1K	Hold	100	–	–	﹤0.01%	3598
2013 Q4	$1K	Hold	100	–	–	﹤0.01%	3285
2013 Q3	$1K	Sell	100 -98	-49%	-$1.25K	﹤0.01%	3184
2013 Q2	$3K	Buy	+198	New	+$2.48K	﹤0.01%	2797

Other funds holding DOD

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

BTIS

BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Creative Planning's DOD Position: Q3 2017 in Review

Creative Planning sold out of ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) in Q3 2017, closing a stake of 4,519 shares — an estimated $86K sold.

Creative Planning first reported a position in DOD in Q2 2013 and held it in 13 quarters. The position peaked at $90K in Q1 2017. 16 funds tracked by Wall St. Rank hold DOD as of Q3 2017.

Creative Planning reported no remaining ELEMENTS "Dogs of the Dow" Total Return Index Note position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 4,519 ELEMENTS "Dogs of the Dow" Total Return Index Note shares in Q3 2017, an estimated $86K.
Creative Planning first reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note in Q2 2013 and held it in 13 quarters.
Creative Planning's ELEMENTS "Dogs of the Dow" Total Return Index Note position peaked at $90K in Q1 2017.
16 funds tracked by Wall St. Rank held ELEMENTS "Dogs of the Dow" Total Return Index Note as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.