ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
DOD was delisted on the 12th of April, 2019.
7 hedge funds and large institutions have $401K invested in ELEMENTS "Dogs of the Dow" Total Return Index Note in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
47% more capital invested
Capital invested by funds: $274K → $401K (+$127K)
17% more funds holding
Funds holding: 6 → 7 (+1)
100% less repeat investments, than reductions
Existing positions increased: 0 | Existing positions reduced: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$221K |
| 2 |
ASN
Advisory Services Network
Atlanta,
Georgia
|
+$21.2K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$6.63K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$124K |
| 2 |
U
UBS
Zurich,
Switzerland
|
-$22K |
| 3 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
-$1.33K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Jane Street
New York
| $231K | +$221K | +16,669 | New |
|
|
MFS
2
MSI Financial Services
Springfield,
Massachusetts
| $81K | -$1.33K | -100 | -2% |
|
|
AIG
3
American International Group
New York
| $31.2K | – | – | – |
|
|
WA
4
WFG Advisors
Dallas,
Texas
| $28K | – | – | – |
|
|
ASN
5
Advisory Services Network
Atlanta,
Georgia
| $22K | +$21.2K | +1,600 | New |
|
|
TRCT
6
Tower Research Capital (TRC)
New York
| $7K | +$6.63K | +500 | New |
|
7
Creative Planning
Overland Park,
Kansas
| $1K | – | – | – |
|
|
8
Goldman Sachs
New York
| – | -$124K | -10,010 | Closed |
|
|
U
9
UBS
Zurich,
Switzerland
| – | -$22K | -1,747 | Closed |
|
DOD Hedge Fund Activity: Q4 2013 in Review
7 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) for Q4 2013, worth a combined $401K — up 47% from $274K a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new DOD positions and 2 closed out — a net gain of 1 holder — while 0 added to existing stakes and 1 trimmed.
The largest buyer was Jane Street, opening a new position worth an estimated $221K. The largest seller was Goldman Sachs, exiting entirely with an estimated $124K sold.
- 7 institutional investors held ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) as of Q4 2013, up from 6 in Q3 2013.
- Funds reported $401K of ELEMENTS "Dogs of the Dow" Total Return Index Note stock for Q4 2013, up 47% quarter-over-quarter.
- 3 funds opened new ELEMENTS "Dogs of the Dow" Total Return Index Note positions in Q4 2013 and 2 closed out, a net change of +1 holder.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note buyer in Q4 2013 was Jane Street, an estimated $221K added.
- The largest ELEMENTS "Dogs of the Dow" Total Return Index Note seller in Q4 2013 was Goldman Sachs, an estimated $124K sold.
Based on aggregated 13F filings for Q4 2013.