U
DOD

UBS’s ELEMENTS "Dogs of the Dow" Total Return Index Note DOD Stock Holding History

UBS’s Portfolio DOD Stock Details DOD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$3K Buy
+193
New +$2.92K ﹤0.01% 9932
2013
Q4 		– Sell
-1,747
Closed -$22K – 11446
2013
Q3 		$22K Buy
1,747
+1,310
+300% +$16.7K ﹤0.01% 7977
2013
Q2 		$6K Buy
+437
New +$5.46K ﹤0.01% 9206

Other funds holding DOD

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return
WA
WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
HI
Hudock Inc Williamsport, Pennsylvania $680M AUM 18.73% 1-Year Est. Return

UBS's DOD Position: Q3 2014 in Review

UBS opened a new position in ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) in Q3 2014: 193 shares worth $3K. The stake represents ﹤0.01% of the portfolio and ranks #9932 among its holdings. This is a return to the name: UBS previously reported a position in DOD as recently as Q3 2013.

UBS first reported a position in DOD in Q2 2013 and has held it in 3 quarters since. The position peaked at $22K in Q3 2013. 8 funds tracked by Wall St. Rank hold DOD as of Q3 2014.

  • UBS held 193 shares of ELEMENTS "Dogs of the Dow" Total Return Index Note worth $3K as of Q3 2014.
  • ELEMENTS "Dogs of the Dow" Total Return Index Note was a new UBS position in Q3 2014.
  • ELEMENTS "Dogs of the Dow" Total Return Index Note made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9932 holding.
  • UBS first reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note in Q2 2013 and has held it in 3 quarters since.
  • UBS's ELEMENTS "Dogs of the Dow" Total Return Index Note position peaked at $22K in Q3 2013.
  • 8 funds tracked by Wall St. Rank held ELEMENTS "Dogs of the Dow" Total Return Index Note as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.