Tower Research Capital (TRC)’s ELEMENTS "Dogs of the Dow" Total Return Index Note DOD Stock Holding History

Tower Research Capital (TRC)’s Portfolio DOD Stock Details DOD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-218	Closed	-$3K	–	5780
2015 Q4	$3K	Buy	218 +190	+679%	+$2.91K	﹤0.01%	3650
2015 Q3	$0	Buy	+28	New	+$410	﹤0.01%	5647
2015 Q2	–	Sell	-100	Closed	-$2K	–	5721
2015 Q1	$2K	Buy	+100	New	+$1.53K	﹤0.01%	3963
2014 Q1	–	Sell	-500	Closed	-$7K	–	5565
2013 Q4	$7K	Buy	+500	New	+$6.63K	﹤0.01%	3369

Other funds holding DOD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Tower Research Capital (TRC)'s DOD Position: Q1 2016 in Review

Tower Research Capital (TRC) sold out of ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) in Q1 2016, closing a stake of 218 shares — an estimated $3K sold.

Tower Research Capital (TRC) first reported a position in DOD in Q4 2013 and held it in 4 quarters. The position peaked at $7K in Q4 2013. 11 funds tracked by Wall St. Rank hold DOD as of Q1 2016.

Tower Research Capital (TRC) reported no remaining ELEMENTS "Dogs of the Dow" Total Return Index Note position as of Q1 2016 after selling out during the quarter.
Tower Research Capital (TRC) sold 218 ELEMENTS "Dogs of the Dow" Total Return Index Note shares in Q1 2016, an estimated $3K.
Tower Research Capital (TRC) first reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note in Q4 2013 and held it in 4 quarters.
Tower Research Capital (TRC)'s ELEMENTS "Dogs of the Dow" Total Return Index Note position peaked at $7K in Q4 2013.
11 funds tracked by Wall St. Rank held ELEMENTS "Dogs of the Dow" Total Return Index Note as of Q1 2016.

Based on Tower Research Capital (TRC)'s 13F filing for Q1 2016, filed 16 May 2016.