Raymond James Financial Services Advisors’s ELEMENTS "Dogs of the Dow" Total Return Index Note DOD Stock Holding History

Raymond James Financial Services Advisors’s Portfolio DOD Stock Details DOD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-11,087	Closed	-$204K	–	2451
2016 Q2	$204K	Buy	11,087 +1,000	+10%	+$19.2K	﹤0.01%	1968
2016 Q1	$185K	Buy	+10,087	New	+$161K	﹤0.01%	1789

Other funds holding DOD

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

ACM

Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Raymond James Financial Services Advisors's DOD Position: Q3 2016 in Review

Raymond James Financial Services Advisors sold out of ELEMENTS "Dogs of the Dow" Total Return Index Note (DOD) in Q3 2016, closing a stake of 11,087 shares — an estimated $204K sold.

Raymond James Financial Services Advisors first reported a position in DOD in Q1 2016 and held it in 2 quarters. The position peaked at $204K in Q2 2016. 13 funds tracked by Wall St. Rank hold DOD as of Q3 2016.

Raymond James Financial Services Advisors reported no remaining ELEMENTS "Dogs of the Dow" Total Return Index Note position as of Q3 2016 after selling out during the quarter.
Raymond James Financial Services Advisors sold 11,087 ELEMENTS "Dogs of the Dow" Total Return Index Note shares in Q3 2016, an estimated $204K.
Raymond James Financial Services Advisors first reported a position in ELEMENTS "Dogs of the Dow" Total Return Index Note in Q1 2016 and held it in 2 quarters.
Raymond James Financial Services Advisors's ELEMENTS "Dogs of the Dow" Total Return Index Note position peaked at $204K in Q2 2016.
13 funds tracked by Wall St. Rank held ELEMENTS "Dogs of the Dow" Total Return Index Note as of Q3 2016.

Based on Raymond James Financial Services Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.