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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KB icon
3626
KB Financial Group
KB
$41.2B
$1K ﹤0.01%
40
-24
-38% -$850
KODK icon
3627
Kodak
KODK
$974M
$1K ﹤0.01%
16
– –
LCTX icon
3628
Lineage Cell Therapeutics
LCTX
$278M
$1K ﹤0.01%
496
-495
-50% -$1.46K
LEE icon
3629
Lee Enterprises
LEE
$181M
$1K ﹤0.01%
25
– –
LNW
3630
DELISTED
Light & Wonder
LNW
$1K ﹤0.01%
51
– –
MYE icon
3631
Myers Industries
MYE
$1.22B
$1K ﹤0.01%
58
-2,000
-97% -$40.1K
NUWE icon
3632
Nuwellis
NUWE
$536K
– –
0
– –
NWG icon
3633
NatWest
NWG
$75.9B
$1K ﹤0.01%
72
– –
PBYI icon
3634
Puma Biotechnology
PBYI
$457M
$1K ﹤0.01%
+7
New +$823
PEB icon
3635
Pebblebrook Hotel Trust
PEB
$2.01B
$1K ﹤0.01%
+17
New +$547
PFS icon
3636
Provident Financial Services
PFS
$3.22B
$1K ﹤0.01%
29
– –
PLG
3637
Platinum Group Metals
PLG
$194M
$1K ﹤0.01%
10
– –
PTEN icon
3638
Patterson-UTI
PTEN
$4.21B
$1K ﹤0.01%
33
– –
RCG
3639
RENN Fund
RCG
$20.6M
$1K ﹤0.01%
500
– –
RING icon
3640
iShares MSCI Global Gold Miners ETF
RING
$2.44B
$1K ﹤0.01%
73
– –
ECHO
3641
EchoStar
ECHO
$25.7B
$1K ﹤0.01%
19
+13
+217% +$514
SEED icon
3642
Origin Agritech
SEED
$12.5M
$1K ﹤0.01%
50
– –
SHOO icon
3643
Steven Madden
SHOO
$3.55B
$1K ﹤0.01%
23
-472
-95% -$10.9K
SPTL icon
3644
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$1K ﹤0.01%
32
+26
+433% +$813
TLK icon
3645
Telkom Indonesia
TLK
$14.4B
$1K ﹤0.01%
72
– –
TNXP icon
3646
Tonix Pharmaceuticals
TNXP
$196M
– –
0
– –
TREE icon
3647
LendingTree
TREE
$441M
$1K ﹤0.01%
36
– –
TWM icon
3648
ProShares UltraShort Russell2000
TWM
$41.4M
$1K ﹤0.01%
2
– –
UTI icon
3649
Universal Technical Institute
UTI
$1.41B
$1K ﹤0.01%
94
+45
+92% +$591
UTSI icon
3650
UTStarcom
UTSI
$23.2M
$1K ﹤0.01%
58
– –
144 145
146
147 148

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.