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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WP
3551
DELISTED
Worldpay, Inc.
WP
$2K ﹤0.01%
58
-3
-5% -$94
KEYW
3552
DELISTED
The KEYW Holding Corporation
KEYW
$2K ﹤0.01%
+100
New +$1.81K
NXTM
3553
DELISTED
NxStage Medical Inc.
NXTM
$2K ﹤0.01%
+172
New +$2.24K
APB
3554
DELISTED
Asia Pacific Fund
APB
$2K ﹤0.01%
200
-100
-33% -$1K
IMPV
3555
DELISTED
Imperva, Inc.
IMPV
$2K ﹤0.01%
42
+6
+17% +$345
SONC
3556
DELISTED
Sonic Corp
SONC
$2K ﹤0.01%
100
– –
LHO
3557
DELISTED
LaSalle Hotel Properties
LHO
$2K ﹤0.01%
+56
New +$1.74K
ANW
3558
DELISTED
Aegean Marine Petroleum Network
ANW
$2K ﹤0.01%
158
– –
PHH
3559
DELISTED
PHH Corporation
PHH
$2K ﹤0.01%
70
+39
+126% +$979
ILG
3560
DELISTED
ILG, Inc Common Stock
ILG
$2K ﹤0.01%
65
– –
LAYN
3561
DELISTED
Layne Christensen Co
LAYN
$2K ﹤0.01%
100
– –
EWEM
3562
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$2K ﹤0.01%
50
– –
BBG
3563
DELISTED
Bill Barrett Corp
BBG
$2K ﹤0.01%
91
+15
+20% +$384
OCRX
3564
DELISTED
Ocera Therapeutics, Inc.
OCRX
$2K ﹤0.01%
+150
New +$2.15K
DGAS
3565
DELISTED
Delta Natural Gas Co Inc
DGAS
$2K ﹤0.01%
100
– –
XXIA
3566
DELISTED
Ixia
XXIA
$2K ﹤0.01%
155
-387
-71% -$4.96K
ELNK
3567
DELISTED
EarthLink Holdings Corp.
ELNK
$2K ﹤0.01%
627
+133
+27% +$568
CLMS
3568
DELISTED
Calamos Asset Management, Inc.
CLMS
$2K ﹤0.01%
127
– –
IMN
3569
DELISTED
Imation
IMN
$2K ﹤0.01%
369
+100
+37% +$552
PPS
3570
DELISTED
Post Properties
PPS
$2K ﹤0.01%
42
– –
CNL
3571
DELISTED
CLECO CRP (HOLDING CO)
CNL
$2K ﹤0.01%
34
-92
-73% -$4.46K
RLD
3572
DELISTED
REALD INC COM STK
RLD
$2K ﹤0.01%
200
– –
REE
3573
DELISTED
RARE ELEMENT RES LTD
REE
$2K ﹤0.01%
1,100
– –
MW
3574
DELISTED
THE MENS WAREHOUSE INC
MW
$2K ﹤0.01%
45
– –
UTIW
3575
DELISTED
UTI WORLDWIDE INC
UTIW
$2K ﹤0.01%
206
+100
+94% +$1.43K
141 142
143
144 145

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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.