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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPBI
3526
DELISTED
Pacific Premier Bancorp
PPBI
$44K ﹤0.01%
1,429
-3
-0.2% -$91
QEMM icon
3527
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$60.9M
$44K ﹤0.01%
766
+732
+2,153% +$42K
RVLV icon
3528
Revolve Group
RVLV
$1.68B
$44K ﹤0.01%
1,907
+1,607
+536% +$45.9K
XMVM icon
3529
Invesco S&P MidCap Value with Momentum ETF
XMVM
$513M
$44K ﹤0.01%
1,364
-80
-6% -$2.53K
TTOO
3530
DELISTED
T2 Biosystems, Inc
TTOO
$44K ﹤0.01%
4
+3
+300% +$24.1K
RNDB
3531
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
$44K ﹤0.01%
3,000
– –
WMGI
3532
DELISTED
Wright Medical Group Inc
WMGI
$44K ﹤0.01%
2,110
+379
+22% +$9.02K
MNP
3533
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$44K ﹤0.01%
2,863
+2
+0.1% +$30
ABM icon
3534
ABM Industries
ABM
$2.82B
$43K ﹤0.01%
1,189
+220
+23% +$8.54K
ARKF icon
3535
ARK Blockchain & Fintech Innovation ETF
ARKF
$771M
$43K ﹤0.01%
1,988
+1,748
+728% +$38.7K
CAKE icon
3536
Cheesecake Factory
CAKE
$5.64B
$43K ﹤0.01%
1,023
-194
-16% -$7.98K
CWH icon
3537
Camping World
CWH
$662M
$43K ﹤0.01%
4,787
-304
-6% -$2.94K
FXY icon
3538
Invesco CurrencyShares Japanese Yen Trust
FXY
$426M
$43K ﹤0.01%
487
+240
+97% +$21.3K
HEWJ icon
3539
iShares Currency Hedged MSCI Japan ETF
HEWJ
$766M
$43K ﹤0.01%
1,373
– –
SOYB icon
3540
Teucrium Soybean Fund
SOYB
$60.9M
$43K ﹤0.01%
2,752
+700
+34% +$10.7K
TRST
3541
Trustco Bank Corp NY
TRST
$977M
$43K ﹤0.01%
1,060
– –
PRFT
3542
DELISTED
Perficient Inc
PRFT
$43K ﹤0.01%
1,106
-480
-30% -$17.4K
ARNA
3543
DELISTED
Arena Pharmaceuticals Inc
ARNA
$43K ﹤0.01%
914
+27
+3% +$1.52K
LMRKN
3544
DELISTED
Landmark Infrastructure Partners LP 7% Series C Fltg/Fxd Perpetual Conv Preferred Stock
LMRKN
$43K ﹤0.01%
1,650
– –
CLDR
3545
DELISTED
Cloudera, Inc.
CLDR
$43K ﹤0.01%
4,869
+1,427
+41% +$9.91K
CTB
3546
DELISTED
Cooper Tire & Rubber Co.
CTB
$43K ﹤0.01%
1,652
-267
-14% -$7.09K
AAOI icon
3547
Applied Optoelectronics
AAOI
$12.7B
$42K ﹤0.01%
3,785
-1,538
-29% -$15.4K
ASIX icon
3548
AdvanSix
ASIX
$460M
$42K ﹤0.01%
1,667
-1,013
-38% -$24.6K
EGBN icon
3549
Eagle Bancorp
EGBN
$878M
$42K ﹤0.01%
944
-101
-10% -$4.41K
EP.PRC icon
3550
El Paso Energy Capital Trust I
EP.PRC
$222M
$42K ﹤0.01%
807
– –
140 141
142
143 144

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.