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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WING icon
3526
Wingstop
WING
$3.1B
$31K ﹤0.01%
784
+135
+21% +$4.98K
FFNW
3527
DELISTED
First Financial Northwest, Inc
FFNW
$31K ﹤0.01%
1,960
-316
-14% -$5.25K
BTEC
3528
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
$31K ﹤0.01%
+1,000
New +$30.4K
KMF
3529
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$31K ﹤0.01%
2,277
-8,211
-78% -$110K
DEMG
3530
DELISTED
Xtrackers FTSE Emerging Comprehensive Factor ETF
DEMG
$31K ﹤0.01%
+1,073
New +$30.4K
AVXS
3531
DELISTED
AveXis, Inc. Common Stock
AVXS
$31K ﹤0.01%
278
+8
+3% +$803
LVNTA
3532
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$31K ﹤0.01%
590
-1
-0.2% -$57
CCC
3533
DELISTED
Calgon Carbon Corp
CCC
$31K ﹤0.01%
1,453
-38
-3% -$816
TRCO
3534
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$31K ﹤0.01%
705
+518
+277% +$21.4K
BRO icon
3535
Brown & Brown
BRO
$24B
$30K ﹤0.01%
1,174
+74
+7% +$1.86K
DHY
3536
Credit Suisse High Yield Credit Fund
DHY
$240M
$30K ﹤0.01%
10,380
+112
+1% +$317
EP.PRC icon
3537
El Paso Energy Capital Trust I
EP.PRC
$221M
$30K ﹤0.01%
629
+6
+1% +$290
FCOM icon
3538
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
$30K ﹤0.01%
980
-84
-8% -$2.64K
FFIN icon
3539
First Financial Bankshares
FFIN
$5.04B
$30K ﹤0.01%
1,340
– –
IGRO icon
3540
iShares International Dividend Growth ETF
IGRO
$1.31B
$30K ﹤0.01%
+500
New +$28.8K
ODP
3541
DELISTED
ODP
ODP
$30K ﹤0.01%
825
-86
-9% -$2.98K
SAND
3542
DELISTED
Sandstorm Gold
SAND
$30K ﹤0.01%
6,000
-9,440
-61% -$42.8K
TNET icon
3543
TriNet
TNET
$3.22B
$30K ﹤0.01%
676
-45
-6% -$1.8K
UGA icon
3544
United States Gasoline Fund
UGA
$136M
$30K ﹤0.01%
932
– –
URBN icon
3545
Urban Outfitters
URBN
$6.53B
$30K ﹤0.01%
866
-179
-17% -$5.02K
TLND
3546
DELISTED
Talend S.A. American Depositary Shares
TLND
$30K ﹤0.01%
804
+451
+128% +$18.4K
IBKC
3547
DELISTED
IBERIABANK Corp
IBKC
$30K ﹤0.01%
384
-6
-2% -$461
ONCE
3548
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$30K ﹤0.01%
562
+524
+1,379% +$37.6K
AAC
3549
DELISTED
AAC Holdings
AAC
$30K ﹤0.01%
3,315
– –
LABL
3550
DELISTED
Multi-Color Corp
LABL
$30K ﹤0.01%
404
+152
+60% +$11.8K
140 141
142
143 144

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.