Ladenburg Thalmann Financial Services’s Principal Exchange-Traded Funds Principal Healthcare Innovators ETF BTEC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BTEC Stock Details BTEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-450	Closed	-$14K	–	5544
2019 Q3	$14K	Hold	450	–	–	﹤0.01%	4242
2019 Q2	$15K	Buy	+450	New	+$14.9K	﹤0.01%	4246
2018 Q3	–	Sell	-1,000	Closed	-$33K	–	5353
2018 Q2	$33K	Hold	1,000	–	–	﹤0.01%	3549
2018 Q1	$33K	Hold	1,000	–	–	﹤0.01%	3549
2017 Q4	$31K	Buy	+1,000	New	+$30.4K	﹤0.01%	3535

Other funds holding BTEC

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

PSI Advisors Tampa, Florida $418M AUM 15.55% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

RIA

Realta Investment Advisors Wilmington, Delaware $322M AUM 39.45% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BTEC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services sold out of Principal Exchange-Traded Funds Principal Healthcare Innovators ETF (BTEC) in Q4 2019, closing a stake of 450 shares — an estimated $14K sold.

Ladenburg Thalmann Financial Services first reported a position in BTEC in Q4 2017 and held it in 5 quarters. The position peaked at $33K in Q2 2018. 9 funds tracked by Wall St. Rank hold BTEC as of Q4 2019.

Ladenburg Thalmann Financial Services reported no remaining Principal Exchange-Traded Funds Principal Healthcare Innovators ETF position as of Q4 2019 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 450 Principal Exchange-Traded Funds Principal Healthcare Innovators ETF shares in Q4 2019, an estimated $14K.
Ladenburg Thalmann Financial Services first reported a position in Principal Exchange-Traded Funds Principal Healthcare Innovators ETF in Q4 2017 and held it in 5 quarters.
Ladenburg Thalmann Financial Services's Principal Exchange-Traded Funds Principal Healthcare Innovators ETF position peaked at $33K in Q2 2018.
9 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal Healthcare Innovators ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.