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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCO icon
3526
Brink's
BCO
$4.68B
$1K ﹤0.01%
45
– –
BFS
3527
Saul Centers
BFS
$846M
$1K ﹤0.01%
15
– –
BH icon
3528
Biglari Holdings Class B
BH
$1.25B
$1K ﹤0.01%
5
– –
BBT
3529
Beacon Financial Corp
BBT
$2.67B
$1K ﹤0.01%
57
– –
BIO icon
3530
Bio-Rad Laboratories Class A
BIO
$9.43B
$1K ﹤0.01%
5
– –
BKD icon
3531
Brookdale Senior Living
BKD
$3.04B
$1K ﹤0.01%
23
– –
BLDP
3532
Ballard Power Systems
BLDP
$784M
$1K ﹤0.01%
400
-1,600
-80% -$2.87K
BYD icon
3533
Boyd Gaming
BYD
$6.02B
$1K ﹤0.01%
65
– –
CCO icon
3534
Clear Channel Outdoor Holdings
CCO
$1.23B
$1K ﹤0.01%
161
-6
-4% -$46
CLS icon
3535
Celestica
CLS
$39.2B
$1K ﹤0.01%
100
– –
CNA icon
3536
CNA Financial
CNA
$13.9B
$1K ﹤0.01%
28
– –
CNMD icon
3537
CONMED
CNMD
$1.5B
$1K ﹤0.01%
42
– –
CVGW
3538
DELISTED
Calavo Growers
CVGW
$1K ﹤0.01%
33
– –
CYD icon
3539
China Yuchai International
CYD
$1.76B
$1K ﹤0.01%
31
+2
+7% +$39
CYTK icon
3540
Cytokinetics
CYTK
$10.8B
$1K ﹤0.01%
+166
New +$1.78K
DALN
3541
DELISTED
DallasNews
DALN
$1K ﹤0.01%
38
-4
-10% -$118
DGZ icon
3542
DB Gold Short ETN due Feb 15 2038
DGZ
$1.71M
$1K ﹤0.01%
100
-2,900
-97% -$41.8K
DRD
3543
DRDGold
DRD
$2.06B
$1K ﹤0.01%
110
– –
AXIA.PR
3544
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$1K ﹤0.01%
227
– –
ELS icon
3545
Equity Lifestyle Properties
ELS
$12.6B
$1K ﹤0.01%
64
-116
-64% -$2.16K
EPAM icon
3546
EPAM Systems
EPAM
$5.15B
$1K ﹤0.01%
+18
New +$554
EPOL icon
3547
iShares MSCI Poland ETF
EPOL
$822M
$1K ﹤0.01%
34
– –
EQS icon
3548
Equus Total Return
EQS
$16.1M
$1K ﹤0.01%
405
– –
EWO icon
3549
iShares MSCI Austria ETF
EWO
$186M
$1K ﹤0.01%
70
– –
FCNCA icon
3550
First Citizens BancShares
FCNCA
$25.3B
$1K ﹤0.01%
3
-4
-57% -$823
140 141
142
143 144

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.