We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARNA
3476
DELISTED
Arena Pharmaceuticals Inc
ARNA
$40K ﹤0.01%
879
-20
-2% -$811
CSFL
3477
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$40K ﹤0.01%
1,433
-331
-19% -$9.88K
WAAS
3478
DELISTED
AquaVenture Holdings Limited
WAAS
$40K ﹤0.01%
+2,225
New +$37.9K
EQLT
3479
DELISTED
Workplace Equality Portfolio
EQLT
$40K ﹤0.01%
1,041
-504
-33% -$19K
CRMT icon
3480
America's Car Mart
CRMT
$25.7M
$39K ﹤0.01%
+498
New +$36.1K
DEW icon
3481
WisdomTree Global High Dividend Fund
DEW
$157M
$39K ﹤0.01%
840
+25
+3% +$1.17K
EMIF icon
3482
iShares Emerging Markets Infrastructure ETF
EMIF
$12.6M
$39K ﹤0.01%
1,360
-873
-39% -$24.7K
PATK icon
3483
Patrick Industries
PATK
$2.76B
$39K ﹤0.01%
1,002
-306
-23% -$12.6K
QCRH icon
3484
QCR Holdings
QCRH
$1.74B
$39K ﹤0.01%
957
+108
+13% +$4.81K
SUPN icon
3485
Supernus Pharmaceuticals
SUPN
$2.81B
$39K ﹤0.01%
766
-1,189
-61% -$58.7K
USPH icon
3486
US Physical Therapy
USPH
$1.21B
$39K ﹤0.01%
326
-1,156
-78% -$131K
VKTX icon
3487
Viking Therapeutics
VKTX
$3.87B
$39K ﹤0.01%
2,238
+1,412
+171% +$16.8K
ARGO
3488
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$39K ﹤0.01%
631
+37
+6% +$2.28K
ATHX
3489
DELISTED
Athersys, Inc. Common Stock
ATHX
$39K ﹤0.01%
746
-5,269
-88% -$261K
ESBK
3490
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$39K ﹤0.01%
1,890
+90
+5% +$1.84K
FINU
3491
DELISTED
ProShares UltraPro Financial Select Sector
FINU
$39K ﹤0.01%
418
– –
EEQ
3492
DELISTED
Enbridge Energy Management Llc
EEQ
$39K ﹤0.01%
3,574
-96
-3% -$1.02K
MNTX
3493
DELISTED
Manitex International, Inc.
MNTX
$39K ﹤0.01%
3,680
– –
BCC icon
3494
Boise Cascade
BCC
$2.9B
$38K ﹤0.01%
1,034
-631
-38% -$27.5K
CRBP icon
3495
Corbus Pharmaceuticals
CRBP
$195M
$38K ﹤0.01%
167
-33
-17% -$5.33K
CVGW
3496
DELISTED
Calavo Growers
CVGW
$38K ﹤0.01%
397
-857
-68% -$84.7K
GUSH icon
3497
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$252M
$38K ﹤0.01%
10
-13
-57% -$48.2K
HI
3498
DELISTED
Hillenbrand
HI
$38K ﹤0.01%
707
+419
+145% +$21.3K
HMN icon
3499
Horace Mann Educators
HMN
$2.13B
$38K ﹤0.01%
857
-292
-25% -$13.3K
MSD
3500
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$38K ﹤0.01%
4,389
-5,747
-57% -$50.5K
138 139
140
141 142

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.