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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCB
3476
United Community Banks
UCB
$4.43B
$34K ﹤0.01%
1,223
-39
-3% -$1.09K
KAMN
3477
DELISTED
Kaman Corp
KAMN
$34K ﹤0.01%
590
+8
+1% +$456
KOL
3478
DELISTED
VanEck Vectors Coal ETF
KOL
$34K ﹤0.01%
211
+155
+277% +$23.5K
EVO
3479
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$34K ﹤0.01%
2,598
+26
+1% +$348
AGO icon
3480
Assured Guaranty
AGO
$3.35B
$33K ﹤0.01%
981
-76
-7% -$2.76K
BMI icon
3481
Badger Meter
BMI
$3.78B
$33K ﹤0.01%
696
+24
+4% +$1.11K
CVLG icon
3482
Covenant Logistics
CVLG
$880M
$33K ﹤0.01%
2,310
+310
+16% +$4.45K
DTF
3483
DTF Tax-Free Income 2028 Term Fund
DTF
$80.9M
$33K ﹤0.01%
2,384
-6,000
-72% -$85.2K
ITEQ icon
3484
Amplify BlueStar Israel Technology ETF
ITEQ
$120M
$33K ﹤0.01%
1,050
– –
MCN
3485
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$33K ﹤0.01%
4,325
-2,000
-32% -$15.4K
MDXG icon
3486
MiMedx Group
MDXG
$612M
$33K ﹤0.01%
2,550
-10,175
-80% -$124K
QURE icon
3487
uniQure
QURE
$3.26B
$33K ﹤0.01%
+1,700
New +$25.9K
RGT
3488
Royce Global Value Trust
RGT
$101M
$33K ﹤0.01%
3,011
+564
+23% +$5.93K
WVVI icon
3489
Willamette Valley Vineyards
WVVI
$12M
$33K ﹤0.01%
4,051
+2,786
+220% +$23.2K
MDRX
3490
DELISTED
Veradigm Inc. Common Stock
MDRX
$33K ﹤0.01%
2,210
-606
-22% -$8.42K
FRTA
3491
DELISTED
Forterra, Inc
FRTA
$33K ﹤0.01%
3,000
-3,350
-53% -$25.3K
FLGE
3492
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$33K ﹤0.01%
144
– –
CCMP
3493
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$33K ﹤0.01%
352
+106
+43% +$9.76K
WUBA
3494
DELISTED
58.com Inc
WUBA
$33K ﹤0.01%
463
+459
+11,475% +$31.8K
CARB
3495
DELISTED
Carbonite Inc
CARB
$33K ﹤0.01%
1,321
+121
+10% +$2.81K
EEQ
3496
DELISTED
Enbridge Energy Management Llc
EEQ
$33K ﹤0.01%
2,735
-1
-0% -$13
TIME
3497
DELISTED
Time Inc.
TIME
$33K ﹤0.01%
1,767
+284
+19% +$4.25K
CYTK icon
3498
Cytokinetics
CYTK
$10.2B
$32K ﹤0.01%
3,941
+23
+0.6% +$261
FPXI icon
3499
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$305M
$32K ﹤0.01%
900
– –
HNW
3500
DELISTED
Pioneer Diversified High Income Fund
HNW
$32K ﹤0.01%
2,000
– –
138 139
140
141 142

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.