We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIL
3476
DELISTED
iPath Women in Leadership ETN
WIL
$20K ﹤0.01%
336
– –
ATRS
3477
DELISTED
Antares Pharma, Inc.
ATRS
$20K ﹤0.01%
8,760
+500
+6% +$952
MLNX
3478
DELISTED
Mellanox Technologies, Ltd.
MLNX
$20K ﹤0.01%
500
– –
CARB
3479
DELISTED
Carbonite Inc
CARB
$20K ﹤0.01%
+1,200
New +$20.5K
LGCY
3480
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$20K ﹤0.01%
9,606
-476
-5% -$858
ANCX
3481
DELISTED
Access National Corp
ANCX
$20K ﹤0.01%
722
+435
+152% +$11.4K
SONC
3482
DELISTED
Sonic Corp
SONC
$20K ﹤0.01%
794
-411
-34% -$10.7K
WEB
3483
DELISTED
Web.com Group, Inc.
WEB
$20K ﹤0.01%
947
+63
+7% +$1.07K
IRR
3484
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$20K ﹤0.01%
3,118
+1,039
+50% +$6.88K
AMU
3485
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$20K ﹤0.01%
1,000
– –
DCM
3486
DELISTED
NTT DOCOMO, Inc.
DCM
$20K ﹤0.01%
875
+520
+146% +$12.3K
ASTE icon
3487
Astec Industries
ASTE
$994M
$19K ﹤0.01%
305
-14
-4% -$875
BCC icon
3488
Boise Cascade
BCC
$2.94B
$19K ﹤0.01%
853
-1,260
-60% -$28.1K
BH icon
3489
Biglari Holdings Class B
BH
$1.22B
$19K ﹤0.01%
60
+18
+43% +$5.45K
BRC icon
3490
Brady Corp
BRC
$4.48B
$19K ﹤0.01%
500
– –
BUSE icon
3491
First Busey Corp
BUSE
$2.58B
$19K ﹤0.01%
631
– –
CFA icon
3492
VictoryShares US 500 Volatility Wtd ETF
CFA
$556M
$19K ﹤0.01%
481
+2
+0.4% +$78
CNA icon
3493
CNA Financial
CNA
$13.7B
$19K ﹤0.01%
471
+162
+52% +$6.16K
CVE icon
3494
Cenovus Energy
CVE
$56.4B
$19K ﹤0.01%
1,275
-128
-9% -$1.93K
CWI icon
3495
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.88B
$19K ﹤0.01%
879
– –
DECK icon
3496
Deckers Outdoor
DECK
$12.7B
$19K ﹤0.01%
2,034
-2,922
-59% -$28.1K
ERTH icon
3497
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$19K ﹤0.01%
579
+40
+7% +$1.29K
FXE icon
3498
Invesco CurrencyShares Euro Currency Trust
FXE
$340M
$19K ﹤0.01%
191
+146
+324% +$15.3K
GASS icon
3499
StealthGas
GASS
$331M
$19K ﹤0.01%
5,624
+5,524
+5,524% +$18.7K
LXRX icon
3500
Lexicon Pharmaceuticals
LXRX
$1.04B
$19K ﹤0.01%
1,356
+3
+0.2% +$48
138 139
140
141 142

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.