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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
326
Lowe's Companies
LOW
$123B
$2.49M 0.05%
36,315
-18,243
-33% -$1.25M
RSPH icon
327
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$2.49M 0.05%
177,090
+43,800
+33% +$685K
GPC icon
328
Genuine Parts
GPC
$18.5B
$2.48M 0.05%
29,935
+639
+2% +$55K
AGZ icon
329
iShares Agency Bond ETF
AGZ
$563M
$2.48M 0.05%
21,721
+17,899
+468% +$2.03M
XEL icon
330
Xcel Energy
XEL
$48B
$2.47M 0.05%
69,730
-3,542
-5% -$120K
MET icon
331
MetLife
MET
$61.7B
$2.46M 0.05%
58,843
-5,301
-8% -$248K
TRV icon
332
Travelers Companies
TRV
$78.3B
$2.44M 0.05%
24,564
+201
+0.8% +$20.6K
BXMX
333
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.44M 0.05%
201,415
+39,932
+25% +$508K
SHV icon
334
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$2.44M 0.05%
22,069
-2,920
-12% -$322K
DHS icon
335
WisdomTree US High Dividend Fund
DHS
$1.57B
$2.43M 0.05%
43,549
-11
-0% -$638
STPZ icon
336
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$2.42M 0.05%
46,986
-2,583
-5% -$134K
XRAY icon
337
Dentsply Sirona
XRAY
$2.34B
$2.42M 0.05%
47,816
+167
+0.4% +$8.89K
LUV icon
338
Southwest Airlines
LUV
$22B
$2.38M 0.05%
62,542
+6,331
+11% +$234K
HEDJ icon
339
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$2.37M 0.05%
86,726
-49,230
-36% -$1.48M
VWOB icon
340
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$2.36M 0.05%
31,833
-2,141
-6% -$162K
GL icon
341
Globe Life
GL
$14.2B
$2.35M 0.05%
41,758
+475
+1% +$28.2K
OHI icon
342
Omega Healthcare
OHI
$14.4B
$2.33M 0.05%
67,009
+18,874
+39% +$663K
EVF
343
Eaton Vance Senior Income Trust
EVF
$91.6M
$2.31M 0.05%
393,550
-1,750
-0.4% -$10.8K
PAYX icon
344
Paychex
PAYX
$43.1B
$2.29M 0.05%
48,370
+3,511
+8% +$164K
CHK
345
DELISTED
Chesapeake Energy Corporation
CHK
$2.29M 0.05%
1,563
+872
+126% +$1.48M
SHYD icon
346
VanEck Short High Yield Muni ETF
SHYD
$455M
$2.29M 0.05%
91,920
+4,025
+5% +$99.9K
NGG icon
347
National Grid
NGG
$79.9B
$2.28M 0.05%
34,115
-2,182
-6% -$140K
GRC icon
348
Gorman-Rupp
GRC
$2.16B
$2.28M 0.05%
97,304
+68,173
+234% +$1.69M
FBIN icon
349
Fortune Brands Innovations
FBIN
$5.73B
$2.28M 0.05%
56,037
-141
-0.3% -$5.81K
PHYS icon
350
Sprott Physical Gold
PHYS
$15.9B
$2.27M 0.05%
247,576
-26,789
-10% -$248K
12 13
14
15 16

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.