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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
326
DELISTED
Allergan plc
AGN
$1.34M 0.05%
9,280
-249
-3% -$33.2K
HXL icon
327
Hexcel
HXL
$7.82B
$1.32M 0.04%
34,064
+1,742
+5% +$63.3K
BIIB icon
328
Biogen
BIIB
$30.7B
$1.31M 0.04%
5,866
+83
+1% +$18.6K
AWK icon
329
American Water Works
AWK
$26.9B
$1.31M 0.04%
31,696
+984
+3% +$40.7K
RWX icon
330
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1.31M 0.04%
31,011
+1,085
+4% +$44.2K
LINE
331
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1.3M 0.04%
50,134
-1,273
-2% -$33K
STAB
332
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$1.29M 0.04%
37,602
+292
+0.8% +$9.66K
KMR
333
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$1.29M 0.04%
18,734
+3,862
+26% +$283K
CINF icon
334
Cincinnati Financial
CINF
$27.1B
$1.28M 0.04%
27,141
+380
+1% +$18.1K
RSP icon
335
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$1.28M 0.04%
19,776
+5,476
+38% +$353K
PPLI
336
People Inc
PPLI
$3.1B
$1.28M 0.04%
130,574
-3,436
-3% -$31.4K
SRC
337
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.27M 0.04%
30,902
+30,583
+9,587% +$1.26M
PPG icon
338
PPG Industries
PPG
$26.6B
$1.27M 0.04%
15,860
+646
+4% +$51.7K
TKR icon
339
Timken Company
TKR
$9.03B
$1.25M 0.04%
28,886
+256
+0.9% +$11K
CMI icon
340
Cummins
CMI
$88.7B
$1.24M 0.04%
9,343
+215
+2% +$26.5K
GSG icon
341
iShares S&P GSCI Commodity-Indexed Trust
GSG
$900M
$1.24M 0.04%
38,300
-13,746
-26% -$451K
PBI icon
342
Pitney Bowes
PBI
$2.39B
$1.24M 0.04%
67,948
-4,065
-6% -$66.7K
SE
343
DELISTED
Spectra Energy Corp Wi
SE
$1.24M 0.04%
36,094
+4,503
+14% +$156K
NSR
344
DELISTED
Neustar Inc
NSR
$1.23M 0.04%
24,806
+1,085
+5% +$56.5K
AMT icon
345
American Tower
AMT
$80.4B
$1.21M 0.04%
16,351
-18,352
-53% -$1.32M
VVR icon
346
Invesco Senior Income Trust
VVR
$454M
$1.21M 0.04%
230,261
-60,198
-21% -$317K
CRS icon
347
Carpenter Technology
CRS
$28.4B
$1.2M 0.04%
20,707
+1,396
+7% +$74.5K
IWV icon
348
iShares Russell 3000 ETF
IWV
$20.4B
$1.2M 0.04%
11,890
+1,478
+14% +$148K
FEX icon
349
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$1.2M 0.04%
32,030
-1,145
-3% -$42.4K
PSX icon
350
Phillips 66
PSX
$81.4B
$1.2M 0.04%
20,652
-1,523
-7% -$88.3K
12 13
14
15 16

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.