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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
3451
DELISTED
Bed Bath & Beyond Inc
BBBY
$41K ﹤0.01%
2,733
-1,300
-32% -$24.3K
DLPH
3452
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$41K ﹤0.01%
1,313
-241
-16% -$9.54K
FLIO
3453
DELISTED
Franklin Liberty International Opportunities ETF
FLIO
$41K ﹤0.01%
1,471
– –
KONA
3454
DELISTED
Kona Grill, Inc.
KONA
$41K ﹤0.01%
18,000
+3,400
+23% +$8.31K
BPK
3455
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$41K ﹤0.01%
+2,713
New +$40.7K
CEI
3456
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
MNP
3457
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$41K ﹤0.01%
2,955
+4
+0.1% +$56
ACGL icon
3458
Arch Capital
ACGL
$33.7B
$40K ﹤0.01%
1,336
-601
-31% -$17.9K
ATHM icon
3459
Autohome
ATHM
$2.61B
$40K ﹤0.01%
512
+277
+118% +$24.4K
CAF
3460
Morgan Stanley China A Share Fund
CAF
$327M
$40K ﹤0.01%
1,860
+420
+29% +$9.06K
CNYA icon
3461
iShares MSCI China A ETF
CNYA
$206M
$40K ﹤0.01%
1,500
– –
DK icon
3462
Delek US
DK
$4.01B
$40K ﹤0.01%
923
+403
+78% +$19.9K
JMM icon
3463
Nuveen Multi-Market Income Fund
JMM
$54.7M
$40K ﹤0.01%
5,715
– –
LOAN
3464
Manhattan Bridge Capital
LOAN
$47.1M
$40K ﹤0.01%
6,341
+1,743
+38% +$11.9K
PDEX icon
3465
Pro-Dex
PDEX
$214M
$40K ﹤0.01%
3,902
+3,802
+3,802% +$30.3K
PDN icon
3466
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$369M
$40K ﹤0.01%
1,231
-88
-7% -$2.88K
PGC icon
3467
Peapack-Gladstone Financial
PGC
$828M
$40K ﹤0.01%
1,276
– –
RING icon
3468
iShares MSCI Global Gold Miners ETF
RING
$2.46B
$40K ﹤0.01%
2,803
-1,862
-40% -$29K
SGU icon
3469
Star Group
SGU
$415M
$40K ﹤0.01%
4,082
– –
SSP icon
3470
E.W. Scripps
SSP
$320M
$40K ﹤0.01%
2,384
-344
-13% -$4.98K
THFF icon
3471
First Financial Corp
THFF
$976M
$40K ﹤0.01%
811
-6,542
-89% -$327K
UCB
3472
United Community Banks
UCB
$4.43B
$40K ﹤0.01%
1,446
-686
-32% -$20.8K
RESE
3473
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$40K ﹤0.01%
1,268
+45
+4% +$1.41K
RUTH
3474
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$40K ﹤0.01%
1,263
+713
+130% +$21.4K
MIME
3475
DELISTED
Mimecast Limited
MIME
$40K ﹤0.01%
951
+901
+1,802% +$36.6K
137 138
139
140 141

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.