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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARZ icon
3451
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.8M
$14K ﹤0.01%
383
+1
+0.3% +$37
CDP icon
3452
COPT Defense Properties
CDP
$4.23B
$14K ﹤0.01%
631
-937
-60% -$20.8K
CIK
3453
Credit Suisse Asset Management Income Fund
CIK
$134M
$14K ﹤0.01%
4,700
– –
CVU icon
3454
CPI Aerostructures
CVU
$75M
$14K ﹤0.01%
+1,490
New +$13.7K
DGRS icon
3455
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$415M
$14K ﹤0.01%
+530
New +$14.5K
EFOI icon
3456
Energy Focus
EFOI
$19.3M
$14K ﹤0.01%
29
+20
+222% +$10.2K
EIG icon
3457
Employers Holdings
EIG
$864M
$14K ﹤0.01%
532
-746
-58% -$19.3K
FISI icon
3458
Financial Institutions
FISI
$825M
$14K ﹤0.01%
500
– –
FSP
3459
Franklin Street Properties
FSP
$46.3M
$14K ﹤0.01%
1,400
-29
-2% -$306
HIMX
3460
Himax Technologies
HIMX
$2.56B
$14K ﹤0.01%
1,749
-800
-31% -$5.79K
IDE
3461
Voya Infrastructure, Industrials and Materials Fund
IDE
$202M
$14K ﹤0.01%
1,141
-167
-13% -$2.1K
IOVA icon
3462
Iovance Biotherapeutics
IOVA
$2.95B
$14K ﹤0.01%
1,725
+225
+15% +$1.56K
LTPZ icon
3463
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$745M
$14K ﹤0.01%
243
+100
+70% +$6.15K
MGNI icon
3464
Magnite
MGNI
$3.53B
$14K ﹤0.01%
+878
New +$13.6K
MLI icon
3465
Mueller Industries
MLI
$15.1B
$14K ﹤0.01%
2,052
+4
+0.2% +$30
MTRN icon
3466
Materion
MTRN
$5.9B
$14K ﹤0.01%
500
– –
PKOH icon
3467
Park-Ohio Holdings
PKOH
$716M
$14K ﹤0.01%
375
– –
SAND
3468
DELISTED
Sandstorm Gold
SAND
$14K ﹤0.01%
4,965
– –
SANM icon
3469
Sanmina
SANM
$11.2B
$14K ﹤0.01%
704
-877
-55% -$19.5K
SBR
3470
Sabine Royalty Trust
SBR
$1.06B
$14K ﹤0.01%
524
-15,717
-97% -$491K
SIMO icon
3471
Silicon Motion
SIMO
$8.45B
$14K ﹤0.01%
441
+40
+10% +$1.25K
SPXC icon
3472
SPX Corp
SPXC
$10.9B
$14K ﹤0.01%
1,418
+121
+9% +$1.31K
UNF icon
3473
Unifirst Corp
UNF
$5.24B
$14K ﹤0.01%
137
– –
TEN
3474
Tsakos Energy Navigation Ltd
TEN
$1.23B
$14K ﹤0.01%
344
– –
NBIS
3475
Nebius Group N.V.
NBIS
$69.3B
$14K ﹤0.01%
915
-5,133
-85% -$76.8K
137 138
139
140 141

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.