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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUNZ icon
3426
VanEck Merk Gold Trust
OUNZ
$2.71B
$51K ﹤0.01%
3,570
+1,128
+46% +$16.3K
POWI icon
3427
Power Integrations
POWI
$3.51B
$51K ﹤0.01%
1,132
-490
-30% -$21.3K
UOCT icon
3428
Innovator US Equity Ultra Buffer ETF October
UOCT
$181M
$51K ﹤0.01%
2,041
– –
USEP icon
3429
Innovator US Equity Ultra Buffer ETF September
USEP
$146M
$51K ﹤0.01%
+2,050
New +$50.9K
XXII
3430
22nd Century Group
XXII
$1.49M
– –
0
– –
KLCD
3431
DELISTED
KFA Large Cap Quality Dividend Index ETF
KLCD
$51K ﹤0.01%
+1,926
New +$49.9K
ENR.PRA
3432
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$51K ﹤0.01%
540
-330
-38% -$29.6K
BSAE
3433
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$51K ﹤0.01%
1,980
– –
CCMP
3434
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$51K ﹤0.01%
364
-145
-28% -$17.9K
NBO
3435
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$51K ﹤0.01%
4,072
– –
BCSF icon
3436
Bain Capital Specialty
BCSF
$814M
$50K ﹤0.01%
2,700
+2,190
+429% +$39.5K
BUSE icon
3437
First Busey Corp
BUSE
$2.58B
$50K ﹤0.01%
1,945
-300
-13% -$7.69K
CNO icon
3438
CNO Financial Group
CNO
$5.11B
$50K ﹤0.01%
3,145
+54
+2% +$853
EUM icon
3439
ProShares Trust Short MSCI Emerging Markets
EUM
$9.28M
$50K ﹤0.01%
1,310
-19
-1% -$723
KOF icon
3440
Coca-Cola Femsa
KOF
$22.9B
$50K ﹤0.01%
836
+108
+15% +$6.55K
MHF
3441
Western Asset Municipal High Income Fund
MHF
$153M
$50K ﹤0.01%
6,519
+1,990
+44% +$15.1K
MMSI icon
3442
Merit Medical Systems
MMSI
$5.42B
$50K ﹤0.01%
1,579
-876
-36% -$35.4K
MNRO icon
3443
Monro
MNRO
$359M
$50K ﹤0.01%
624
+7
+1% +$561
RING icon
3444
iShares MSCI Global Gold Miners ETF
RING
$2.46B
$50K ﹤0.01%
2,269
+883
+64% +$19.7K
RRX icon
3445
Regal Rexnord
RRX
$11.7B
$50K ﹤0.01%
687
-42
-6% -$3.17K
SIFY
3446
Sify Technologies
SIFY
$1.13B
$50K ﹤0.01%
5,942
+219
+4% +$1.77K
TRTX
3447
TPG RE Finance Trust
TRTX
$609M
$50K ﹤0.01%
2,500
-8,779
-78% -$173K
NTBL
3448
DELISTED
Notable Labs, Ltd. Ordinary Shares
NTBL
$50K ﹤0.01%
1,071
– –
BCDAW
3449
DELISTED
BioCardia, Inc. Warrant
BCDAW
$50K ﹤0.01%
+63,088
New +$58.8K
JHMI
3450
DELISTED
John Hancock Multifactor Industrials ETF
JHMI
$50K ﹤0.01%
1,335
+2
+0.2% +$74
136 137
138
139 140

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.