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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDS icon
3426
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.87B
$42K ﹤0.01%
1,784
+348
+24% +$8.23K
MBCN
3427
DELISTED
Middlefield Banc Corp
MBCN
$42K ﹤0.01%
1,800
– –
PEGA icon
3428
Pegasystems
PEGA
$5.31B
$42K ﹤0.01%
1,324
-4,730
-78% -$143K
PIPR icon
3429
Piper Sandler
PIPR
$5.41B
$42K ﹤0.01%
2,168
-4,732
-69% -$90.9K
TDW icon
3430
Tidewater
TDW
$4.69B
$42K ﹤0.01%
1,353
+957
+242% +$30.1K
ULE icon
3431
ProShares Ultra Euro
ULE
$4.43M
$42K ﹤0.01%
2,650
– –
WMK icon
3432
Weis Markets
WMK
$1.76B
$42K ﹤0.01%
955
+145
+18% +$7.04K
VNE
3433
DELISTED
Veoneer, Inc.
VNE
$42K ﹤0.01%
+775
New +$39.8K
JCAP
3434
DELISTED
Jernigan Capital, Inc.
JCAP
$42K ﹤0.01%
2,196
+574
+35% +$10.9K
IMMU
3435
DELISTED
Immunomedics Inc
IMMU
$42K ﹤0.01%
2,000
-2,571
-56% -$60.9K
PLM
3436
DELISTED
PolyMet Mining Corp.
PLM
$42K ﹤0.01%
4,124
+2,000
+94% +$17.4K
AEO icon
3437
American Eagle Outfitters
AEO
$2.71B
$41K ﹤0.01%
1,661
+906
+120% +$22.9K
AGD
3438
abrdn Global Dynamic Dividend Fund
AGD
$326M
$41K ﹤0.01%
3,944
+3,501
+790% +$36.4K
OPTU
3439
Optimum Communications Inc
OPTU
$251M
$41K ﹤0.01%
2,249
+2,000
+803% +$35.8K
DORM icon
3440
Dorman Products
DORM
$4.05B
$41K ﹤0.01%
544
-190
-26% -$14.5K
FELE icon
3441
Franklin Electric
FELE
$4.68B
$41K ﹤0.01%
878
+150
+21% +$7.2K
FWONK icon
3442
Liberty Media Series C
FWONK
$26B
$41K ﹤0.01%
1,167
-506
-30% -$17.9K
HFBL icon
3443
Home Federal Bancorp
HFBL
$73M
$41K ﹤0.01%
2,420
– –
JRVR icon
3444
James River Group Holdings
JRVR
$193M
$41K ﹤0.01%
981
+95
+11% +$3.88K
LMAT icon
3445
LeMaitre Vascular
LMAT
$1.88B
$41K ﹤0.01%
1,063
+14
+1% +$504
LZB icon
3446
La-Z-Boy
LZB
$1.67B
$41K ﹤0.01%
1,292
-123
-9% -$3.92K
PSCU icon
3447
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.9M
$41K ﹤0.01%
717
+517
+259% +$28.8K
WSR
3448
DELISTED
Whitestone REIT
WSR
$41K ﹤0.01%
2,954
+1,808
+158% +$23.8K
NVRO
3449
DELISTED
NEVRO CORP.
NVRO
$41K ﹤0.01%
721
-1,711
-70% -$107K
SLCA
3450
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$41K ﹤0.01%
2,134
-177
-8% -$4.11K
136 137
138
139 140

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.