We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMY
3426
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$37K ﹤0.01%
2,941
– –
MLPI
3427
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$37K ﹤0.01%
1,499
-3,726
-71% -$88.6K
SRF
3428
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$37K ﹤0.01%
3,968
-657
-14% -$5.75K
DWTR
3429
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$37K ﹤0.01%
1,300
+200
+18% +$5.62K
CPL
3430
DELISTED
CPFL Energia S.A.
CPL
$37K ﹤0.01%
3,197
– –
EEB
3431
DELISTED
Invesco BRIC ETF
EEB
$37K ﹤0.01%
1,000
– –
KMM
3432
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$37K ﹤0.01%
4,191
-507
-11% -$4.52K
MNTX
3433
DELISTED
Manitex International, Inc.
MNTX
$37K ﹤0.01%
3,880
– –
BCO icon
3434
Brink's
BCO
$4.72B
$36K ﹤0.01%
450
-14,364
-97% -$1.16M
CBON icon
3435
VanEck China Bond ETF
CBON
$26.4M
$36K ﹤0.01%
1,600
– –
EARN
3436
Ellington Residential Mortgage REIT
EARN
$167M
$36K ﹤0.01%
3,000
– –
FELE icon
3437
Franklin Electric
FELE
$4.68B
$36K ﹤0.01%
793
+163
+26% +$7.36K
GEL icon
3438
Genesis Energy
GEL
$1.92B
$36K ﹤0.01%
1,606
+48
+3% +$1.11K
IAE
3439
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.1M
$36K ﹤0.01%
3,438
-4,190
-55% -$44.5K
LPCN icon
3440
Lipocine
LPCN
$17M
$36K ﹤0.01%
615
-22
-3% -$1.37K
MATW icon
3441
Matthews International
MATW
$722M
$36K ﹤0.01%
671
+99
+17% +$5.78K
NBH
3442
Neuberger Municipal Fund Inc
NBH
$304M
$36K ﹤0.01%
2,418
– –
PAGP icon
3443
Plains GP Holdings
PAGP
$5.04B
$36K ﹤0.01%
1,658
+1,353
+444% +$28.5K
PGZ
3444
Principal Real Estate Income Fund
PGZ
$68.3M
$36K ﹤0.01%
2,100
+1,800
+600% +$31.2K
VIXM icon
3445
ProShares VIX Mid-Term Futures ETF
VIXM
$94.4M
$36K ﹤0.01%
+1,691
New +$39.5K
WOR icon
3446
Worthington Enterprises
WOR
$2.85B
$36K ﹤0.01%
1,291
+227
+21% +$6.06K
KA
3447
DELISTED
Kineta, Inc. Common Stock
KA
$36K ﹤0.01%
+44
New +$16.9K
CSML
3448
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$36K ﹤0.01%
1,280
-311
-20% -$8.62K
JEMD
3449
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$36K ﹤0.01%
+3,800
New +$37.5K
SRLP
3450
DELISTED
SPRAGUE RESOURCES LP
SRLP
$36K ﹤0.01%
1,500
– –
136 137
138
139 140

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.