We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWX icon
3426
Southwest Gas
SWX
$6.63B
$3K ﹤0.01%
+50
New +$2.68K
TCBI icon
3427
Texas Capital Bancshares
TCBI
$4.36B
$3K ﹤0.01%
+44
New +$2.72K
TMV icon
3428
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$194M
$3K ﹤0.01%
20
– –
VIPS icon
3429
Vipshop
VIPS
$7.2B
$3K ﹤0.01%
+200
New +$2.38K
VRA icon
3430
Vera Bradley
VRA
$95M
$3K ﹤0.01%
100
– –
WKC icon
3431
World Kinect Corp
WKC
$1.88B
$3K ﹤0.01%
58
-188
-76% -$8.31K
SUNE
3432
SUNation Energy
SUNE
$10.6M
– –
0
– –
VIVS
3433
VivoSim Labs
VIVS
$1.23M
$3K ﹤0.01%
1
– –
HA
3434
DELISTED
Hawaiian Holdings, Inc.
HA
$3K ﹤0.01%
200
– –
RPT
3435
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$3K ﹤0.01%
176
+10
+6% +$160
FRTX
3436
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$3K ﹤0.01%
1
– –
AVTA
3437
DELISTED
Avantax, Inc. Common Stock
AVTA
$3K ﹤0.01%
132
– –
ENIA
3438
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$3K ﹤0.01%
354
+2
+0.6% +$15
QTS
3439
DELISTED
QTS REALTY TRUST, INC.
QTS
$3K ﹤0.01%
107
-12
-10% -$293
CZZ
3440
DELISTED
Cosan Limited
CZZ
$3K ﹤0.01%
+300
New +$3.57K
CEL
3441
DELISTED
Cellcom Israel, Ltd.
CEL
$3K ﹤0.01%
250
– –
IPHS
3442
DELISTED
Innophos Holdings, Inc.
IPHS
$3K ﹤0.01%
51
-47
-48% -$2.41K
UCFC
3443
DELISTED
United Community Financial Corp
UCFC
$3K ﹤0.01%
780
– –
CART
3444
DELISTED
Carolina Trust BancShares
CART
$3K ﹤0.01%
732
– –
TIS
3445
DELISTED
Orchids Paper Products, Inc.
TIS
$3K ﹤0.01%
104
-4,053
-97% -$130K
IDTI
3446
DELISTED
Integrated Device Technology I
IDTI
$3K ﹤0.01%
258
– –
AUSE
3447
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$3K ﹤0.01%
45
+26
+137% +$1.53K
KST
3448
DELISTED
Deutsche Strategic Income Trust
KST
$3K ﹤0.01%
235
– –
IPXL
3449
DELISTED
Impax Laboratories, Inc.
IPXL
$3K ﹤0.01%
110
– –
JJP
3450
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
$3K ﹤0.01%
51
– –
136 137
138
139 140

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.