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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HERZ
3426
Herzfeld Credit Income Fund
HERZ
$32.9M
$2K ﹤0.01%
27
– –
DBL
3427
DoubleLine Opportunistic Credit Fund
DBL
$281M
$2K ﹤0.01%
100
– –
DSM
3428
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$2K ﹤0.01%
279
– –
AXIA
3429
DELISTED
AXIA Energia
AXIA
$2K ﹤0.01%
916
+225
+33% +$405
EVRI
3430
DELISTED
Everi Holdings
EVRI
$2K ﹤0.01%
316
– –
FF icon
3431
Future Fuel
FF
$280M
$2K ﹤0.01%
108
-10
-8% -$164
FIBK icon
3432
First Interstate BancSystem
FIBK
$3.63B
$2K ﹤0.01%
72
-14
-16% -$328
FIZZ icon
3433
National Beverage
FIZZ
$2.89B
$2K ﹤0.01%
166
-152
-48% -$1.32K
FOR icon
3434
Forestar Group
FOR
$1.5B
$2K ﹤0.01%
100
– –
FXR icon
3435
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$767M
$2K ﹤0.01%
90
– –
GLU
3436
Gabelli Utility & Income Trust
GLU
$116M
$2K ﹤0.01%
110
– –
GUT
3437
Gabelli Utility Trust
GUT
$572M
$2K ﹤0.01%
352
-308
-47% -$1.96K
HBIO icon
3438
Harvard Bioscience
HBIO
$27.6M
$2K ﹤0.01%
40
– –
MCHB
3439
Mechanics Bancorp
MCHB
$3.78B
$2K ﹤0.01%
100
– –
HOUS
3440
DELISTED
Anywhere Real Estate
HOUS
$2K ﹤0.01%
58
+28
+93% +$1.27K
HURN icon
3441
Huron Consulting
HURN
$2.46B
$2K ﹤0.01%
35
+17
+94% +$838
ITRI icon
3442
Itron
ITRI
$4.53B
$2K ﹤0.01%
+37
New +$1.51K
KB icon
3443
KB Financial Group
KB
$41.4B
$2K ﹤0.01%
64
-19
-23% -$615
KOPN icon
3444
Kopin
KOPN
$951M
$2K ﹤0.01%
590
– –
KT icon
3445
KT
KT
$8.82B
$2K ﹤0.01%
144
-143
-50% -$2.3K
LCII icon
3446
LCI Industries
LCII
$2.64B
$2K ﹤0.01%
50
– –
MMYT icon
3447
MakeMyTrip
MMYT
$5.79B
$2K ﹤0.01%
125
– –
MTEX icon
3448
Mannatech
MTEX
$9.46M
$2K ﹤0.01%
104
– –
MTR
3449
Mesa Royalty Trust
MTR
$5.29M
$2K ﹤0.01%
100
– –
MTRN icon
3450
Materion
MTRN
$5.86B
$2K ﹤0.01%
71
– –
136 137
138
139 140

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.