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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALT icon
3401
Altimmune
ALT
$560M
$12K ﹤0.01%
30
– –
AMSF icon
3402
AMERISAFE
AMSF
$517M
$12K ﹤0.01%
238
+83
+54% +$4.01K
BKD icon
3403
Brookdale Senior Living
BKD
$3.1B
$12K ﹤0.01%
538
-2,312
-81% -$68.3K
BTA
3404
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$12K ﹤0.01%
+1,067
New +$11.7K
COTY icon
3405
Coty
COTY
$2.43B
$12K ﹤0.01%
431
-73
-14% -$2.08K
CRESY
3406
Cresud
CRESY
$759M
$12K ﹤0.01%
1,354
+112
+9% +$1.1K
CSTE icon
3407
Caesarstone
CSTE
$104M
$12K ﹤0.01%
374
– –
DBE icon
3408
Invesco DB Energy Fund
DBE
$90.5M
$12K ﹤0.01%
910
– –
FISI icon
3409
Financial Institutions
FISI
$825M
$12K ﹤0.01%
500
– –
FNB icon
3410
FNB Corp
FNB
$6.86B
$12K ﹤0.01%
955
+115
+14% +$1.53K
HRTX icon
3411
Heron Therapeutics
HRTX
$63.5M
$12K ﹤0.01%
500
– –
IDX icon
3412
VanEck Indonesia Index ETF
IDX
$36.1M
$12K ﹤0.01%
750
– –
JMM icon
3413
Nuveen Multi-Market Income Fund
JMM
$55M
$12K ﹤0.01%
1,715
– –
FDIQ
3414
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$49M
$12K ﹤0.01%
295
+145
+97% +$6.1K
LGIH icon
3415
LGI Homes
LGIH
$1.32B
$12K ﹤0.01%
+450
New +$10.6K
MGNX icon
3416
MacroGenics
MGNX
$256M
$12K ﹤0.01%
539
-96
-15% -$3.01K
MITT
3417
TPG Mortgage Investment Trust
MITT
$213M
$12K ﹤0.01%
262
-13
-5% -$669
MTN icon
3418
Vail Resorts
MTN
$5.29B
$12K ﹤0.01%
115
+8
+7% +$865
PNI
3419
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$12K ﹤0.01%
1,000
– –
QDF icon
3420
FlexShares Quality Dividend Index Fund
QDF
$2.29B
$12K ﹤0.01%
352
+2
+0.6% +$70
RUSHA icon
3421
Rush Enterprises Class A
RUSHA
$9.41B
$12K ﹤0.01%
1,044
+306
+41% +$3.41K
TREX icon
3422
Trex
TREX
$5.05B
$12K ﹤0.01%
1,420
-2,400
-63% -$24.7K
TTSH
3423
DELISTED
Tile Shop Holdings
TTSH
$12K ﹤0.01%
1,000
-39
-4% -$516
UWM icon
3424
ProShares Ultra Russell2000
UWM
$248M
$12K ﹤0.01%
600
-34,928
-98% -$772K
VKI icon
3425
Invesco Advantage Municipal Income Trust II
VKI
$398M
$12K ﹤0.01%
1,100
– –
135 136
137
138 139

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.