We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVG
3376
DELISTED
PRETIUM RESOURCES INC.
PVG
$40K ﹤0.01%
3,500
– –
INFO
3377
DELISTED
IHS Markit Ltd. Common Shares
INFO
$40K ﹤0.01%
877
-81
-8% -$3.57K
MLNX
3378
DELISTED
Mellanox Technologies, Ltd.
MLNX
$40K ﹤0.01%
624
+100
+19% +$5.29K
CUBI icon
3379
Customers Bancorp
CUBI
$2.8B
$39K ﹤0.01%
1,502
– –
FBNC icon
3380
First Bancorp
FBNC
$2.72B
$39K ﹤0.01%
1,097
+974
+792% +$35.3K
GMF icon
3381
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$39K ﹤0.01%
370
+2
+0.5% +$206
QUS icon
3382
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.59B
$39K ﹤0.01%
+500
New +$37.6K
RAIL icon
3383
FreightCar America
RAIL
$243M
$39K ﹤0.01%
2,300
– –
SHE icon
3384
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$339M
$39K ﹤0.01%
541
+107
+25% +$7.61K
UPBD icon
3385
Upbound Group
UPBD
$1.11B
$39K ﹤0.01%
3,455
-525
-13% -$5.75K
VFL
3386
DELISTED
abrdn National Municipal Income Fund
VFL
$39K ﹤0.01%
2,927
– –
ENLC
3387
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$39K ﹤0.01%
2,256
-759
-25% -$12.5K
ECOL
3388
DELISTED
US Ecology, Inc.
ECOL
$39K ﹤0.01%
762
– –
NYMTO
3389
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
$39K ﹤0.01%
1,575
-3,925
-71% -$97.4K
BITA
3390
DELISTED
Bitauto Holdings Limited
BITA
$39K ﹤0.01%
1,242
+925
+292% +$37.7K
NE
3391
DELISTED
Noble Corporation
NE
$39K ﹤0.01%
8,626
-256
-3% -$1.06K
ISCA
3392
DELISTED
International Speedway Corp
ISCA
$39K ﹤0.01%
964
+115
+14% +$4.57K
ATHN
3393
DELISTED
Athenahealth, Inc.
ATHN
$39K ﹤0.01%
293
+91
+45% +$11.6K
ANTX
3394
DELISTED
Anthem, Inc.
ANTX
$39K ﹤0.01%
686
+581
+553% +$31.6K
SCMP
3395
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$39K ﹤0.01%
2,186
+52
+2% +$640
EEHB
3396
DELISTED
POWERSHARES S&P EMERGING MARKETS HIGH BETA PORTFOLIO
EEHB
$39K ﹤0.01%
1,897
– –
ABR icon
3397
Arbor Realty Trust
ABR
$974M
$38K ﹤0.01%
4,400
– –
CALM icon
3398
Cal-Maine
CALM
$3.86B
$38K ﹤0.01%
863
-150
-15% -$6.69K
DTRE icon
3399
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$38K ﹤0.01%
833
-219
-21% -$9.96K
ESGE icon
3400
iShares ESG Aware MSCI EM ETF
ESGE
$6.86B
$38K ﹤0.01%
1,032
– –
134 135
136
137 138

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.