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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTPY
3351
DELISTED
JetPay Corporation
JTPY
$14K ﹤0.01%
5,000
– –
AIRM
3352
DELISTED
Air Methods Corp
AIRM
$14K ﹤0.01%
426
-155
-27% -$5.99K
CCXE
3353
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$14K ﹤0.01%
707
+2
+0.3% +$45
CFD
3354
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$14K ﹤0.01%
1,350
– –
BOI
3355
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$14K ﹤0.01%
964
+90
+10% +$1.36K
AGD
3356
abrdn Global Dynamic Dividend Fund
AGD
$324M
$13K ﹤0.01%
1,592
+3
+0.2% +$28
ASX icon
3357
ASE Group
ASX
$103B
$13K ﹤0.01%
2,419
– –
AU icon
3358
AngloGold Ashanti
AU
$48.1B
$13K ﹤0.01%
1,530
+780
+104% +$5.77K
CARZ icon
3359
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.8M
$13K ﹤0.01%
382
+167
+78% +$6.04K
CFBK icon
3360
CF Bankshares
CFBK
$235M
$13K ﹤0.01%
1,818
– –
CIB icon
3361
Grupo Cibest SA
CIB
$22.6B
$13K ﹤0.01%
381
– –
CRIS icon
3362
Curis
CRIS
$3.91M
$13K ﹤0.01%
3
– –
CVE icon
3363
Cenovus Energy
CVE
$56.4B
$13K ﹤0.01%
835
-9,231
-92% -$130K
DVAX
3364
DELISTED
Dynavax Technologies
DVAX
$13K ﹤0.01%
526
+250
+91% +$7.08K
EXPO icon
3365
Exponent
EXPO
$3.22B
$13K ﹤0.01%
588
+264
+81% +$5.81K
FJP icon
3366
First Trust Japan AlphaDEX Fund
FJP
$265M
$13K ﹤0.01%
291
-436
-60% -$20.9K
HTLD icon
3367
Heartland Express
HTLD
$950M
$13K ﹤0.01%
666
– –
MQT
3368
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$13K ﹤0.01%
1,000
– –
RBCAA icon
3369
Republic Bancorp
RBCAA
$1.91B
$13K ﹤0.01%
523
+2
+0.4% +$50
RGLS
3370
DELISTED
Regulus Therapeutics
RGLS
$13K ﹤0.01%
17
– –
RYAM icon
3371
Rayonier Advanced Materials
RYAM
$561M
$13K ﹤0.01%
2,147
-190
-8% -$1.92K
SOCL icon
3372
Global X Social Media ETF
SOCL
$91.4M
$13K ﹤0.01%
750
+400
+114% +$7.37K
TPH
3373
DELISTED
Tri Pointe Homes
TPH
$13K ﹤0.01%
1,008
+758
+303% +$11K
TS icon
3374
Tenaris
TS
$26.6B
$13K ﹤0.01%
533
-467
-47% -$11.9K
UVSP icon
3375
Univest Financial
UVSP
$1.18B
$13K ﹤0.01%
700
– –
133 134
135
136 137

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.