LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNYA icon
3326
iShares MSCI China A ETF
CNYA
$219M
$58K ﹤0.01%
2,100
-757
NIO icon
3327
NIO
NIO
$11.7B
$58K ﹤0.01%
38,040
+9,700
NORW icon
3328
Global X MSCI Norway ETF
NORW
$61.2M
$58K ﹤0.01%
2,876
+15
PD icon
3329
PagerDuty
PD
$1.03B
$58K ﹤0.01%
2,045
-355
SDC
3330
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$58K ﹤0.01%
+4,161
RCA
3331
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$58K ﹤0.01%
2,144
+1,333
INST
3332
DELISTED
Instructure, Inc.
INST
$58K ﹤0.01%
1,492
EQC.PRD
3333
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$58K ﹤0.01%
2,100
+1,200
EBIX
3334
DELISTED
Ebix Inc
EBIX
$58K ﹤0.01%
1,370
-563
BAP icon
3335
Credicorp
BAP
$27.3B
$57K ﹤0.01%
273
+3
GWR
3336
DELISTED
Genesee & Wyoming Inc.
GWR
$57K ﹤0.01%
508
-886
ACV
3337
Virtus Diversified Income & Convertible Fund
ACV
$290M
$57K ﹤0.01%
2,459
AEG icon
3338
Aegon
AEG
$11.7B
$57K ﹤0.01%
15,164
+1,445
DEEP icon
3339
Acquirers Small and Micro Deep Value ETF
DEEP
$26.8M
$57K ﹤0.01%
1,857
-105
EFC
3340
Ellington Financial
EFC
$1.55B
$57K ﹤0.01%
3,172
IDEV icon
3341
iShares Core MSCI International Developed Markets ETF
IDEV
$25.7B
$57K ﹤0.01%
1,040
+77
IGBH icon
3342
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$165M
$57K ﹤0.01%
2,350
-633
PWOD
3343
DELISTED
Penns Woods Bancorp
PWOD
$57K ﹤0.01%
1,848
PXE icon
3344
Invesco Energy Exploration & Production ETF
PXE
$78.8M
$57K ﹤0.01%
3,734
-427
LSLT
3345
DELISTED
Pacer Salt Low truBeta US Market ETF
LSLT
$57K ﹤0.01%
+2,036
GRES
3346
DELISTED
IQ ARB Global Resources
GRES
$57K ﹤0.01%
2,153
-95
BLDP
3347
Ballard Power Systems
BLDP
$794M
$56K ﹤0.01%
11,625
+125
DY icon
3348
Dycom Industries
DY
$11B
$56K ﹤0.01%
1,088
+374
FXA icon
3349
Invesco CurrencyShares Australian Dollar Trust
FXA
$88.8M
$56K ﹤0.01%
835
IHY icon
3350
VanEck International High Yield Bond ETF
IHY
$49M
$56K ﹤0.01%
2,267
132 133
134
135 136