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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRAK icon
3326
VanEck Oil Refiners ETF
CRAK
$273M
$25K ﹤0.01%
1,189
– –
CTRE icon
3327
CareTrust REIT
CTRE
$9.1B
$25K ﹤0.01%
1,642
+892
+119% +$12.8K
ENSG icon
3328
The Ensign Group
ENSG
$10.6B
$25K ﹤0.01%
1,210
+92
+8% +$1.79K
EWD icon
3329
iShares MSCI Sweden ETF
EWD
$585M
$25K ﹤0.01%
865
+3
+0.3% +$84
GURU icon
3330
Global X Guru Index ETF
GURU
$64.4M
$25K ﹤0.01%
1,051
-198
-16% -$4.68K
HWKN icon
3331
Hawkins
HWKN
$2.68B
$25K ﹤0.01%
922
+10
+1% +$231
ISCF icon
3332
iShares International Small Cap Equity Factor ETF
ISCF
$688M
$25K ﹤0.01%
1,053
-494
-32% -$12.1K
IWL icon
3333
iShares Russell Top 200 ETF
IWL
$2.29B
$25K ﹤0.01%
500
– –
PWZ icon
3334
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$25K ﹤0.01%
1,000
– –
RGT
3335
Royce Global Value Trust
RGT
$101M
$25K ﹤0.01%
3,105
+44
+1% +$348
SF
3336
Stifel
SF
$12.9B
$25K ﹤0.01%
1,116
+650
+139% +$13.1K
SLM icon
3337
SLM Corp
SLM
$5.21B
$25K ﹤0.01%
2,231
+593
+36% +$5.32K
SOR
3338
Source Capital
SOR
$384M
$25K ﹤0.01%
681
-664
-49% -$23.9K
STKL
3339
DELISTED
SunOpta
STKL
$25K ﹤0.01%
3,600
+600
+20% +$4.18K
THQ
3340
abrdn Healthcare Opportunities Fund
THQ
$807M
$25K ﹤0.01%
1,644
-97
-6% -$1.57K
TLH icon
3341
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$25K ﹤0.01%
185
-3,349
-95% -$459K
UFI icon
3342
UNIFI
UFI
$120M
$25K ﹤0.01%
770
– –
BECN
3343
DELISTED
Beacon Roofing Supply, Inc.
BECN
$25K ﹤0.01%
560
+21
+4% +$938
ENDP
3344
DELISTED
Endo International plc
ENDP
$25K ﹤0.01%
1,538
+350
+29% +$6.16K
TTPH
3345
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$25K ﹤0.01%
313
+163
+109% +$12.9K
KOL
3346
DELISTED
VanEck Vectors Coal ETF
KOL
$25K ﹤0.01%
200
-237
-54% -$30.7K
AVX
3347
DELISTED
AVX Corporation
AVX
$25K ﹤0.01%
1,600
– –
KONA
3348
DELISTED
Kona Grill, Inc.
KONA
$25K ﹤0.01%
2,000
+1,200
+150% +$14.2K
SYT
3349
DELISTED
Syngenta Ag
SYT
$25K ﹤0.01%
307
-312
-50% -$25.1K
MUS
3350
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$25K ﹤0.01%
1,865
– –
132 133
134
135 136

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.