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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQS
3301
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$5K ﹤0.01%
365
+3
+0.8% +$40
NMO
3302
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$5K ﹤0.01%
365
+4
+1% +$50
QIHU
3303
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$5K ﹤0.01%
+50
New +$4.99K
WRES
3304
DELISTED
WARREN RESOURCES INC
WRES
$5K ﹤0.01%
1,000
– –
PWO
3305
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
$5K ﹤0.01%
77
-175
-69% -$12.2K
AAT
3306
American Assets Trust
AAT
$1.37B
$4K ﹤0.01%
126
+8
+7% +$261
BXMT icon
3307
Blackstone Mortgage Trust
BXMT
$2.47B
$4K ﹤0.01%
124
– –
CAC icon
3308
Camden National
CAC
$982M
$4K ﹤0.01%
158
+2
+1% +$51
CIB icon
3309
Grupo Cibest SA
CIB
$23.1B
$4K ﹤0.01%
66
– –
CLDT
3310
Chatham Lodging
CLDT
$580M
$4K ﹤0.01%
+200
New +$4.11K
CNMD icon
3311
CONMED
CNMD
$1.48B
$4K ﹤0.01%
88
– –
CPSS icon
3312
Consumer Portfolio Services
CPSS
$198M
$4K ﹤0.01%
550
– –
BGMS
3313
Bio Green Med Solution Inc
BGMS
$4.97M
– –
0
– –
DAKT icon
3314
Daktronics
DAKT
$1.02B
$4K ﹤0.01%
300
– –
DB icon
3315
Deutsche Bank
DB
$71.8B
$4K ﹤0.01%
100
-22
-18% -$898
DLX icon
3316
Deluxe
DLX
$1.09B
$4K ﹤0.01%
85
-101
-54% -$5.08K
DNN icon
3317
Denison Mines
DNN
$3B
$4K ﹤0.01%
2,709
– –
ESE icon
3318
ESCO Technologies
ESE
$7.65B
$4K ﹤0.01%
100
– –
ESRT icon
3319
Empire State Realty Trust
ESRT
$802M
$4K ﹤0.01%
289
+54
+23% +$803
ETD icon
3320
Ethan Allen Interiors
ETD
$602M
$4K ﹤0.01%
141
– –
FNDF icon
3321
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$4K ﹤0.01%
129
– –
FWRD icon
3322
Forward Air
FWRD
$628M
$4K ﹤0.01%
88
+67
+319% +$2.96K
GGB icon
3323
Gerdau
GGB
$9.2B
$4K ﹤0.01%
775
-1,125
-59% -$5.97K
HOUS
3324
DELISTED
Anywhere Real Estate
HOUS
$4K ﹤0.01%
82
-30
-27% -$1.4K
HVT icon
3325
Haverty Furniture Companies
HVT
$443M
$4K ﹤0.01%
+121
New +$3.48K
131 132
133
134 135

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.