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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGPI icon
3276
MGP Ingredients
MGPI
$379M
$62K ﹤0.01%
1,250
+600
+92% +$33.7K
NUS icon
3277
Nu Skin
NUS
$234M
$62K ﹤0.01%
1,458
+281
+24% +$11.8K
PBD icon
3278
Invesco Global Clean Energy ETF
PBD
$195M
$62K ﹤0.01%
5,135
-1,095
-18% -$13.5K
PFSI icon
3279
PennyMac Financial
PFSI
$4.05B
$62K ﹤0.01%
2,032
+32
+2% +$863
UTES icon
3280
Virtus Reaves Utilities ETF
UTES
$1.33B
$62K ﹤0.01%
1,480
+1,000
+208% +$39.8K
WCC
3281
WESCO International
WCC
$17.6B
$62K ﹤0.01%
1,287
+42
+3% +$1.98K
JCO
3282
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$62K ﹤0.01%
6,250
– –
HTZ
3283
DELISTED
Hertz Global Holdings, Inc.
HTZ
$62K ﹤0.01%
4,476
-636
-12% -$8.96K
COTY icon
3284
Coty
COTY
$2.51B
$61K ﹤0.01%
5,859
+70
+1% +$726
HTHT icon
3285
Huazhu Hotels Group
HTHT
$12.9B
$61K ﹤0.01%
1,852
-27
-1% -$909
LPSN icon
3286
LivePerson
LPSN
$35.1M
$61K ﹤0.01%
114
+44
+63% +$23.4K
SPB icon
3287
Spectrum Brands
SPB
$2.07B
$61K ﹤0.01%
1,150
-96
-8% -$5.01K
URBN icon
3288
Urban Outfitters
URBN
$6.66B
$61K ﹤0.01%
2,153
-1,327
-38% -$30.9K
WATT icon
3289
Energous
WATT
$86M
$61K ﹤0.01%
30
+1
+3% +$2.33K
CSA
3290
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$61K ﹤0.01%
1,321
+5
+0.4% +$226
HYB
3291
DELISTED
New America High Income Fund, Inc.
HYB
$61K ﹤0.01%
6,923
+3,352
+94% +$29.5K
MDC
3292
DELISTED
M.D.C. Holdings, Inc.
MDC
$61K ﹤0.01%
1,525
-132
-8% -$4.63K
UNVR
3293
DELISTED
Univar Solutions Inc.
UNVR
$61K ﹤0.01%
+2,919
New +$60.4K
RIVE
3294
DELISTED
Riverview Financial Corporation Common Stock
RIVE
$61K ﹤0.01%
5,200
– –
ROYT
3295
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$61K ﹤0.01%
31,006
+193
+0.6% +$407
ONCE
3296
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$61K ﹤0.01%
637
+75
+13% +$7.51K
WLH
3297
DELISTED
WILLIAM LYON HOMES
WLH
$61K ﹤0.01%
2,990
-1,367
-31% -$25.6K
AX icon
3298
Axos Financial
AX
$5.8B
$60K ﹤0.01%
2,181
-206
-9% -$5.54K
IMTM icon
3299
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.33B
$60K ﹤0.01%
2,051
– –
PBR.A icon
3300
Petrobras Class A
PBR.A
$104B
$60K ﹤0.01%
4,821
-162
-3% -$2.16K
130 131
132
133 134

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.