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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGR
3276
DELISTED
Enstar Group
ESGR
$27K ﹤0.01%
137
-18
-12% -$3.31K
FALN icon
3277
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$27K ﹤0.01%
+1,020
New +$27.2K
DMC
3278
Del Monte Corp
DMC
$1.44B
$27K ﹤0.01%
441
+203
+85% +$12.5K
IBN icon
3279
ICICI Bank
IBN
$106B
$27K ﹤0.01%
3,896
+1,675
+75% +$11.9K
THC icon
3280
Tenet Healthcare
THC
$21.5B
$27K ﹤0.01%
1,807
-186
-9% -$3.34K
TWI icon
3281
Titan International
TWI
$436M
$27K ﹤0.01%
2,455
-200
-8% -$2.19K
UDIV icon
3282
Franklin US Core Dividend Tilt Index ETF
UDIV
$147M
$27K ﹤0.01%
1,057
+503
+91% +$12.9K
BEL
3283
DELISTED
Belmond Ltd.
BEL
$27K ﹤0.01%
2,023
– –
CPLA
3284
DELISTED
Capella Education Company
CPLA
$27K ﹤0.01%
307
+57
+23% +$4.42K
NSM
3285
DELISTED
Nationstar Mortgage Holdings
NSM
$27K ﹤0.01%
1,500
– –
DGL
3286
DELISTED
Invesco DB Gold Fund
DGL
$27K ﹤0.01%
726
– –
VTTI
3287
DELISTED
VTTI Energy Partners LP
VTTI
$27K ﹤0.01%
1,661
+6
+0.4% +$105
JNS
3288
DELISTED
Janus Capital Group Inc
JNS
$27K ﹤0.01%
2,002
-420
-17% -$5.77K
EWRM
3289
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$27K ﹤0.01%
467
+125
+37% +$7.23K
CAL icon
3290
Caleres
CAL
$449M
$26K ﹤0.01%
791
-41
-5% -$1.2K
CMU
3291
DELISTED
MFS High Yield Municipal Trust
CMU
$26K ﹤0.01%
5,744
– –
COTY icon
3292
Coty
COTY
$2.45B
$26K ﹤0.01%
1,391
+888
+177% +$18.3K
CWEN icon
3293
Clearway Energy Class C
CWEN
$7.11B
$26K ﹤0.01%
1,624
+1,217
+299% +$19K
FDVV icon
3294
Fidelity High Dividend ETF
FDVV
$10.5B
$26K ﹤0.01%
+999
New +$25.6K
HLF icon
3295
Herbalife
HLF
$1.29B
$26K ﹤0.01%
998
-628
-39% -$17.1K
IGHG icon
3296
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$26K ﹤0.01%
340
+142
+72% +$10.6K
IIIN icon
3297
Insteel Industries
IIIN
$638M
$26K ﹤0.01%
730
+13
+2% +$441
ITEQ icon
3298
Amplify BlueStar Israel Technology ETF
ITEQ
$120M
$26K ﹤0.01%
1,050
– –
MERC icon
3299
Mercer International
MERC
$32.7M
$26K ﹤0.01%
2,428
+117
+5% +$1.06K
MTH icon
3300
Meritage Homes
MTH
$4.78B
$26K ﹤0.01%
1,500
– –
130 131
132
133 134

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.