We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIK
3276
DELISTED
SPDR S&P BRIC 40 ETF
BIK
$13K ﹤0.01%
597
+100
+20% +$2.3K
ISSI
3277
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
$13K ﹤0.01%
776
+451
+139% +$6.46K
ONFC
3278
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
$13K ﹤0.01%
1,000
– –
MDW
3279
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$13K ﹤0.01%
17,500
– –
CRRS
3280
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
$13K ﹤0.01%
+11,000
New +$13.3K
GRT
3281
DELISTED
GLIMCHER REALTY TRUST
GRT
$13K ﹤0.01%
950
-316
-25% -$4.32K
SOIL
3282
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$13K ﹤0.01%
+1,200
New +$12.9K
PHF
3283
DELISTED
Pacholder High Yield
PHF
$13K ﹤0.01%
1,702
– –
AIRM
3284
DELISTED
Air Methods Corp
AIRM
$13K ﹤0.01%
+292
New +$13.7K
GSC
3285
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$13K ﹤0.01%
443
+218
+97% +$8.15K
RTI
3286
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$13K ﹤0.01%
502
-180
-26% -$4.23K
AME icon
3287
Ametek
AME
$58.7B
$12K ﹤0.01%
237
-1,284
-84% -$65.2K
BME icon
3288
BlackRock Health Sciences Trust
BME
$576M
$12K ﹤0.01%
260
+200
+333% +$8.22K
CET
3289
Central Securities Corp
CET
$1.63B
$12K ﹤0.01%
533
– –
CFBK icon
3290
CF Bankshares
CFBK
$235M
$12K ﹤0.01%
1,818
– –
CIB icon
3291
Grupo Cibest SA
CIB
$22.7B
$12K ﹤0.01%
249
+183
+277% +$9.75K
DRRX
3292
DELISTED
DURECT Corp
DRRX
$12K ﹤0.01%
1,500
– –
EPHE icon
3293
iShares MSCI Philippines ETF
EPHE
$146M
$12K ﹤0.01%
298
+246
+473% +$9.36K
FAN icon
3294
First Trust Global Wind Energy ETF
FAN
$285M
$12K ﹤0.01%
1,200
-200
-14% -$2.16K
FNB icon
3295
FNB Corp
FNB
$6.88B
$12K ﹤0.01%
930
+109
+13% +$1.37K
GAM
3296
General American Investors Company
GAM
$1.62B
$12K ﹤0.01%
+346
New +$12.4K
GMF icon
3297
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$12K ﹤0.01%
145
+73
+101% +$6.15K
HEI icon
3298
HEICO Corp
HEI
$51.9B
$12K ﹤0.01%
493
+154
+45% +$3.33K
HOV icon
3299
Hovnanian Enterprises
HOV
$799M
$12K ﹤0.01%
120
– –
JLS icon
3300
Nuveen Mortgage and Income Fund
JLS
$95.3M
$12K ﹤0.01%
500
– –
130 131
132
133 134

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.