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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPFF
3276
DELISTED
iShares International Preferred Stock ETF
IPFF
$7K ﹤0.01%
309
– –
SINA
3277
DELISTED
Sina Corp
SINA
$7K ﹤0.01%
160
-200
-56% -$9.38K
PSV
3278
DELISTED
Hermitage Offshore Services Ltd.
PSV
$7K ﹤0.01%
+37
New +$7.03K
SFLY
3279
DELISTED
Shutterfly, Inc.
SFLY
$7K ﹤0.01%
150
-27
-15% -$1.32K
IDTI
3280
DELISTED
Integrated Device Technology I
IDTI
$7K ﹤0.01%
458
– –
BPK
3281
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$7K ﹤0.01%
469
+5
+1% +$80
SIGM
3282
DELISTED
Sigma Designs Inc
SIGM
$7K ﹤0.01%
1,600
– –
IPCC
3283
DELISTED
Infinity Property & Casualty C
IPCC
$7K ﹤0.01%
113
+44
+64% +$2.94K
FINL
3284
DELISTED
Finish Line
FINL
$7K ﹤0.01%
260
– –
BSFT
3285
DELISTED
BroadSoft, Inc.
BSFT
$7K ﹤0.01%
322
+252
+360% +$5.95K
ILB
3286
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$7K ﹤0.01%
150
– –
BLOX
3287
DELISTED
Infoblox Inc
BLOX
$7K ﹤0.01%
494
+191
+63% +$2.48K
IO
3288
DELISTED
ION Geophysical Corporation
IO
$7K ﹤0.01%
167
– –
AVL
3289
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$7K ﹤0.01%
20,475
+2,000
+11% +$846
BEE
3290
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$7K ﹤0.01%
617
-88
-12% -$1.04K
TAI
3291
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$7K ﹤0.01%
320
– –
KYTH
3292
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$7K ﹤0.01%
200
– –
HNSN
3293
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$7K ﹤0.01%
554
– –
EMFN
3294
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
$7K ﹤0.01%
300
– –
HTR
3295
DELISTED
Brookfield Total Return Fund Inc
HTR
$7K ﹤0.01%
275
– –
YELL
3296
DELISTED
Yellow Corporation Common Stock
YELL
$7K ﹤0.01%
350
– –
CKH
3297
DELISTED
Seacor Holdings Inc.
CKH
$7K ﹤0.01%
+99
New +$7.59K
AXJL
3298
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$7K ﹤0.01%
105
-17
-14% -$1.2K
RTK
3299
DELISTED
Rentech, Inc.
RTK
$7K ﹤0.01%
400
+200
+100% +$4.34K
CCXE
3300
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$7K ﹤0.01%
233
-182
-44% -$5.73K
130 131
132
133 134

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.