Ladenburg Thalmann Financial Services’s Avalon Rare Metals, Inc. Ordinary Shares (Canada) AVL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AVL Stock Details AVL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-15,475	Closed	-$1K	–	4943
2015 Q3	$1K	Sell	15,475 -3,000	-16%	-$432	﹤0.01%	4561
2015 Q2	$4K	Hold	18,475	–	–	﹤0.01%	4189
2015 Q1	$4K	Sell	18,475 -2,000	-10%	-$462	﹤0.01%	4125
2014 Q4	$4K	Hold	20,475	–	–	﹤0.01%	3875
2014 Q3	$7K	Buy	20,475 +2,000	+11%	+$846	﹤0.01%	3295
2014 Q2	$8K	Buy	18,475 +1,400	+8%	+$747	﹤0.01%	3216
2014 Q1	$11K	Hold	17,075	–	–	﹤0.01%	2936
2013 Q4	$9K	Hold	17,075	–	–	﹤0.01%	3026
2013 Q3	$16K	Buy	17,075 +12,600	+282%	+$10.3K	﹤0.01%	2614
2013 Q2	$2K	Buy	+4,475	New	+$4.06K	﹤0.01%	3397

Other funds holding AVL

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

GCAC

Guardian Capital Advisors (Canada) Toronto, Ontario, Canada $1.02B AUM 25.29% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

MCM

Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

JGUA

John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

CCMW

Cypress Capital Management (Wyoming) Sheridan, Wyoming $108M AUM 54.47% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AVL Position: Q4 2015 in Review

Ladenburg Thalmann Financial Services sold out of Avalon Rare Metals, Inc. Ordinary Shares (Canada) (AVL) in Q4 2015, closing a stake of 15,475 shares — an estimated $1K sold.

Ladenburg Thalmann Financial Services first reported a position in AVL in Q2 2013 and held it in 10 quarters. The position peaked at $16K in Q3 2013. 9 funds tracked by Wall St. Rank hold AVL as of Q4 2015.

Ladenburg Thalmann Financial Services reported no remaining Avalon Rare Metals, Inc. Ordinary Shares (Canada) position as of Q4 2015 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 15,475 Avalon Rare Metals, Inc. Ordinary Shares (Canada) shares in Q4 2015, an estimated $1K.
Ladenburg Thalmann Financial Services first reported a position in Avalon Rare Metals, Inc. Ordinary Shares (Canada) in Q2 2013 and held it in 10 quarters.
Ladenburg Thalmann Financial Services's Avalon Rare Metals, Inc. Ordinary Shares (Canada) position peaked at $16K in Q3 2013.
9 funds tracked by Wall St. Rank held Avalon Rare Metals, Inc. Ordinary Shares (Canada) as of Q4 2015.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.