We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPV
3251
Barings Participation Investors
MPV
$175M
$28K ﹤0.01%
1,936
– –
NEOG icon
3252
Neogen
NEOG
$2.61B
$28K ﹤0.01%
1,144
-205
-15% -$4.55K
OSIS icon
3253
OSI Systems
OSIS
$3.79B
$28K ﹤0.01%
393
– –
OUNZ icon
3254
VanEck Merk Gold Trust
OUNZ
$2.72B
$28K ﹤0.01%
2,442
– –
PSR icon
3255
Invesco Active US Real Estate Fund
PSR
$60.1M
$28K ﹤0.01%
371
– –
SHYF
3256
DELISTED
The Shyft Group
SHYF
$28K ﹤0.01%
3,103
-218
-7% -$1.96K
TBX icon
3257
ProShares Short 7-10 Year Treasury
TBX
$20.8M
$28K ﹤0.01%
960
-4,640
-83% -$132K
VECO icon
3258
Veeco
VECO
$3.23B
$28K ﹤0.01%
987
+488
+98% +$12.2K
VTWG icon
3259
Vanguard Russell 2000 Growth ETF
VTWG
$1.57B
$28K ﹤0.01%
250
+49
+24% +$5.31K
WCC
3260
WESCO International
WCC
$17.5B
$28K ﹤0.01%
421
+15
+4% +$953
FBGX
3261
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$28K ﹤0.01%
+199
New +$26.9K
UFAB
3262
DELISTED
Unique Fabricating, Inc.
UFAB
$28K ﹤0.01%
1,900
– –
UBNK
3263
DELISTED
United Financial Bancorp, Inc.
UBNK
$28K ﹤0.01%
1,526
– –
KYO
3264
DELISTED
Kyocera Adr
KYO
$28K ﹤0.01%
572
+193
+51% +$9.43K
EVEP
3265
DELISTED
EV Energy Partners, L.P.
EVEP
$28K ﹤0.01%
13,565
-5,884
-30% -$12.2K
NVIV
3266
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
– –
BIOA
3267
DELISTED
BioAmber Inc.
BIOA
$28K ﹤0.01%
5,000
– –
IPK
3268
DELISTED
SPDR S&P International Technology Sector
IPK
$28K ﹤0.01%
+814
New +$27.4K
VNR
3269
DELISTED
Vanguard Natural Resources, LLC
VNR
$28K ﹤0.01%
41,343
-10,910
-21% -$7.89K
AAN.A
3270
DELISTED
The Aaron's Company Inc Class A
AAN.A
$28K ﹤0.01%
878
-599
-41% -$19.1K
AG icon
3271
First Majestic Silver
AG
$9.64B
$27K ﹤0.01%
3,475
– –
APAM icon
3272
Artisan Partners
APAM
$2.98B
$27K ﹤0.01%
1,000
-53
-5% -$1.51K
BDN
3273
Brandywine Realty Trust
BDN
$542M
$27K ﹤0.01%
1,629
-249
-13% -$3.81K
DGRE icon
3274
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$150M
$27K ﹤0.01%
1,276
+876
+219% +$19.1K
EPAM icon
3275
EPAM Systems
EPAM
$5.23B
$27K ﹤0.01%
426
+192
+82% +$12.3K
129 130
131
132 133

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.