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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMC icon
3251
Commercial Metals
CMC
$7.96B
$19K ﹤0.01%
1,414
-1
-0.1% -$15
CNK icon
3252
Cinemark Holdings
CNK
$4.3B
$19K ﹤0.01%
563
-64
-10% -$2.21K
CVBF icon
3253
CVB Financial
CVBF
$4.1B
$19K ﹤0.01%
1,137
+3
+0.3% +$53
CYTK icon
3254
Cytokinetics
CYTK
$10.2B
$19K ﹤0.01%
+1,860
New +$18.2K
EBMT icon
3255
Eagle Bancorp Montana
EBMT
$186M
$19K ﹤0.01%
1,500
– –
EBND icon
3256
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$19K ﹤0.01%
788
-80
-9% -$2.02K
ECF
3257
Ellsworth Growth & Income Fund
ECF
$176M
$19K ﹤0.01%
2,443
+2,417
+9,296% +$19.2K
ENOV icon
3258
Enovis
ENOV
$1.52B
$19K ﹤0.01%
468
-11
-2% -$505
GOGO icon
3259
Gogo Inc
GOGO
$381M
$19K ﹤0.01%
1,054
-2
-0.2% -$34
HWKN icon
3260
Hawkins
HWKN
$2.72B
$19K ﹤0.01%
1,042
+12
+1% +$239
LXU icon
3261
LSB Industries
LXU
$743M
$19K ﹤0.01%
3,422
+654
+24% +$5.4K
MNA icon
3262
IQ ARB Merger Arbitrage ETF
MNA
$254M
$19K ﹤0.01%
668
+350
+110% +$9.71K
PEN icon
3263
Penumbra
PEN
$12.9B
$19K ﹤0.01%
350
– –
SQM icon
3264
Sociedad Química y Minera de Chile
SQM
$21.2B
$19K ﹤0.01%
999
+809
+426% +$13.9K
TAYD icon
3265
Taylor Devices
TAYD
$172M
$19K ﹤0.01%
1,142
– –
TMP icon
3266
Tompkins Financial
TMP
$1.45B
$19K ﹤0.01%
324
+252
+350% +$14.5K
URBN icon
3267
Urban Outfitters
URBN
$6.66B
$19K ﹤0.01%
840
+27
+3% +$697
VGM icon
3268
Invesco Trust Investment Grade Municipals
VGM
$568M
$19K ﹤0.01%
1,414
-562
-28% -$7.37K
WNC icon
3269
Wabash National
WNC
$520M
$19K ﹤0.01%
1,629
-320
-16% -$3.78K
EXPR
3270
DELISTED
Express, Inc.
EXPR
$19K ﹤0.01%
55
+51
+1,275% +$18.4K
TGA
3271
DELISTED
Transglobe Energy Corp
TGA
$19K ﹤0.01%
10,605
+57
+0.5% +$130
SC
3272
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$19K ﹤0.01%
1,224
+65
+6% +$1.19K
BDCL
3273
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$19K ﹤0.01%
1,137
– –
AKP
3274
DELISTED
Alliance Californa Muni Fd
AKP
$19K ﹤0.01%
1,313
+17
+1% +$238
SVU
3275
DELISTED
SUPERVALU Inc.
SVU
$19K ﹤0.01%
385
+17
+5% +$811
129 130
131
132 133

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.